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Advisor at J. W. COLE ADVISORS, INC.
New Providence, NJ | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Apr 29, 2021 | n/a | yes | New Providence, NJ|TAMPA, FL | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Aug 21, 2020 | May 4, 2021 | no | Chatham, NJ | Previous registration |
| FCG WEALTH MANAGEMENT, LLC | Former SEC adviser | Mar 22, 2016 | Dec 31, 2020 | no | CHATHAM, NJ | Previous registration |
| FCG WEALTH MANAGEMENT, LLC | Former SEC adviser | Feb 10, 2010 | Mar 23, 2016 | no | CHATHAM, NJ|CHATHAM, NJ | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Jun 3, 2004 | Feb 5, 2010 | no | PARSIPPANY, NJ|PARSIPPANY, NJ | Previous registration |
| WS GRIFFITH SECURITIES, INC. | n/a | Mar 3, 2003 | Jun 16, 2004 | no | EAST HANOVER, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | J. W. COLE ADVISORS, INC. | May 4, 2021 | Apr 29, 2021 | -5 | Firm change | Ibd to RIA |
| FCG WEALTH MANAGEMENT, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Dec 31, 2020 | Aug 21, 2020 | -132 | Firm change after gap | RIA to ibd |
| FCG WEALTH MANAGEMENT, LLC | FCG WEALTH MANAGEMENT, LLC | Mar 23, 2016 | Mar 22, 2016 | -1 | Channel change | Other |
| SECURIAN FINANCIAL SERVICES, INC. | FCG WEALTH MANAGEMENT, LLC | Feb 5, 2010 | Feb 10, 2010 | 5 | Firm change | Other |
| WS GRIFFITH SECURITIES, INC. | SECURIAN FINANCIAL SERVICES, INC. | Jun 16, 2004 | Jun 3, 2004 | -13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134139:112294:NJ:2021-05-04 | May 4, 2021 | Apr 29, 2021 | CHATHAM, NJ | Firm change |
| 281165:134139:NJ:2020-12-31 | Dec 31, 2020 | Aug 21, 2020 | CHATHAM, NJ | Firm change after gap |
| 40633:281165:NJ:2016-03-23 | Mar 23, 2016 | Mar 22, 2016 | CHATHAM, NJ | Firm change |