DFX Intelligence

M•••••• N••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

M•••••• N••• J••••••

Advisor at H••••• B••••• S••••••••• L••

FORT W••••, IN

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Search this name across graphsid dfx:ria:aad490d0-f238-3d4f-11a3-03d524f9f1f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• B••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 13, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• B••••• S••••••••• L••	Independent wealth	Mar 6, 2019	n/a	yes	FORT W••••, IN	Current employment
G••••• F•••••••• P•••••• C••••••• I•••	Former SEC adviser	Sep 27, 2013	Apr 13, 2017	no	FORT W••••, IN\|SARASOTA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• F•••••••• P•••••• C••••••• I•••	H••••• B••••• S••••••••• L••	Apr 13, 2017	Mar 6, 2019	692	Firm change after gap	Other
T•• M••••• F••• S••••	G••••• F•••••••• P•••••• C••••••• I•••	Jul 24, 2013	Sep 27, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
132070:282712:FL:2017-04-13	Apr 13, 2017	Mar 6, 2019	SARASOTA, FL	Firm change after gap

Relationships

Registered with (4)

→ H••••• B••••• S••••••••• L••Registered adviserregistration: current employment
Mar 6, 2019 to presentfactForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Sep 27, 2013 to Apr 13, 2017factForm ADV
→ T•• M••••• F••• S••••Registered adviserregistration: previous registration
Nov 2, 2011 to Jul 24, 2013factForm ADV
→ T•••••••• W••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aad490d0-f238-3d4f-11a3-03d524f9f1f3
First observed: Jul 25, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.