DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Marshal Neil Johnson
Certified Financial Planner
Feed of 09/14/2026
At current firm
7 y
since Mar 6, 2019
In the industry
19 y
since Jul 13, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Howard Bailey Securities, LLC independent RIA currentsince Mar 6, 2019 · Fort Wayne, In
- Global Financial Private Capital, Inc. formerSep 27, 2013 to Apr 13, 2017 · Fort Wayne, In
- The Mutual Fund Store formerNov 2, 2011 to Jul 24, 2013 · Overland Park, Ks
- Tmfs-Fort Wayne, LLC unclassifiedJul 25, 2007 to Nov 2, 2011 · Fort Wayne, In
Moves
a registration end followed by a registration begin elsewhere
- Global Financial Private Capital, Inc. to Howard Bailey Securities, LLCleft Apr 13, 2017, registered Mar 6, 2019 (692 days) · Other · moved with a team
- The Mutual Fund Store to Global Financial Private Capital, Inc.left Jul 24, 2013, registered Sep 27, 2013 (65 days) · Other
- Tmfs-Fort Wayne, LLC to The Mutual Fund Storeleft Nov 2, 2011, registered Nov 2, 2011 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address