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Advisor at PRIVATE ADVISOR GROUP, LLC
Flower Mound, TX | MORRISTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Feb 1, 2019 | n/a | yes | Flower Mound, TX|MORRISTOWN, NJ | Current employment |
| INDEPENDENT FINANCIAL PARTNERS | Bd affiliated wealth | Dec 22, 2011 | May 10, 2019 | no | FLOWER MOUND, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 7, 1997 | Dec 22, 2011 | no | FLOWER MOUND, TX|DALLAS, TX|FLOWER MOUND, TX|IRVING, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL PARTNERS | PRIVATE ADVISOR GROUP, LLC | May 10, 2019 | Feb 1, 2019 | -98 | Firm change after gap | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | INDEPENDENT FINANCIAL PARTNERS | Dec 22, 2011 | Dec 22, 2011 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125112:155216:TX:2019-05-10 | May 10, 2019 | Feb 1, 2019 | FLOWER MOUND, TX | Firm change after gap |