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Advisor at W•••••• W••••• M••••••••• L••
Fort Worth, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••••• W••••• M••••••••• L•• | Independent wealth | Jan 29, 2019 | n/a | yes | Fort Worth, TX | Current employment |
| W•• W••••• A••••••• | Former SEC adviser | Sep 12, 2012 | Mar 21, 2019 | no | FORT WORTH, TX|Fort Worth, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•• W••••• A••••••• | W•••••• W••••• M••••••••• L•• | Mar 21, 2019 | Jan 29, 2019 | -51 | Firm change after gap | RIA to RIA |
| E••••• J•••• | W•• W••••• A••••••• | Sep 11, 2012 | Sep 12, 2012 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 146832:283545:TX:2019-03-21 | Mar 21, 2019 | Jan 29, 2019 | FORT WORTH, TX | Firm change after gap |
| E••••• J•••• | National bd RIA | Feb 13, 2008 | Sep 11, 2012 | no | FORT WORTH, TX|FORT WORTH, TX|ST LOUIS, MO | Previous registration |
| 1 |
| Firm change |
| Other |