RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• E••••• K•••••
- C••••••••• A•••• M••••••••• L•• state registered currentsince Jun 10, 2010 · Sandy, Ut
- M•••• C••••••• I••• formerJan 1, 2007 to Dec 2, 2008 · Salt Lake City, Ut
- V•• C•••••• unclassifiedNov 21, 2003 to Dec 20, 2006 · Cedar Rapids, Ia
- V•• C•••••• L•• unclassifiedJul 22, 2002 to Dec 31, 2003 · Cedar Rapids, Ia
- M•••• C••••••• I••• to C••••••••• A•••• M••••••••• L••left Dec 2, 2008, registered Jun 10, 2010 (555 days) · Other
- V•• C•••••• to M•••• C••••••• I•••left Dec 20, 2006, registered Jan 1, 2007 (12 days) · Other
- V•• C•••••• L•• to V•• C••••••left Dec 31, 2003, registered Nov 21, 2003 (-40 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address