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O••• A•••• M••••••••• L••

Former SEC-registered adviserFormer SEC adviser3 private funds· London

Former SEC-registered adviser, based in London, reporting $3.6B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$3.6B
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-24%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 113858 · SEC 801-70825 · 21 filingsShow
CRD 113858SEC 801-70825First filing on the tape Mar 30, 2012, latest Aug 29, 2023IAPD
RAUM
$3.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
46
19 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
$1.8B gross assets
History
21 filings and snapshots on the tape
RAUM$3.6B as of Jul 28, 2023
Mar 30, 2012$7.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 28, 2023
Jul 31, 20130 then
Employees (5.A)46 as of Jul 28, 2023
Jul 31, 201390 then
Private funds3 as of Jul 28, 2023
Jul 31, 20133 then
RAUM -24% over the last fiscal year+0.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 29, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$172MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
6.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-24%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$3.4B93%
  • Pension and profit-sharing plans$251M6.9%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
2reported
Charitable clients
n/areported
Accounts
21reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      6 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      O•• M•• I•••Hedge Fund$999M17Mar 12, 2013
      O••• E••••••• I••Hedge Fund$668M9Mar 12, 2013
      G•••• C•••••• L••no longer reportedHedge Fund$48.0M8Mar 12, 2013
      O••• O•••••• M•••••no longer reportedHedge Fund$39.2M2Aug 4, 2014
      O••• M••••• I••• • B•••• G••••• E••••••• M•••••• F•••• F•••Hedge Fund$27.4M1Mar 2, 2022
      O••• M••••• I••• • O••• C••••••••• N•••••• R•••••••• F•••Hedge Fund$10.7M2May 2, 2019
      Owners and control persons
      Schedule A and B, latest filing
      • E••• M••••••• J•••• D•••• · Partner, Chief Financial Officer/Chief Operating Officer
        since 08/2018 · owns 5% to 10%
      • G•••••••• J••••• W••••• · Partner, Fund Manager
        since 11/2013 · owns 5% to 10%
      • H••••••• J••••• R••••• · Partner, Fund Manager
        since 11/2008 · owns 5% to 10%
      • H••••••• B••••• M•••••• · Partner, Senior Analyst
        since 12/2010 · owns 5% to 10%
      • K•••••• O•••••• J•••• S• G••• · Partner, Fund Manager
        since 12/2015 · owns 5% to 10%
      • K•••••••• J••••• M•••••• · Partner
        since 12/2019 · owns 5% to 10%
      • L••••••••• S••••••••• L•••••• D••••• · Partner
        since 06/2020 · owns 5% to 10%
      • M••••••••• C••••••• A•••••••• M•••• · Partner
        since 11/2017 · owns 5% to 10%
      • M•••••• P••••• J•••• L••••••• · Partner, Chief Executive Officer
        since 06/2022 · owns 5% to 10%
      • S••••••• J••••• M•••••• J••••• · Partner
        since 11/2018 · owns 5% to 10%
      • W••• S••••• · Partner
        since 12/2019 · owns 5% to 10%
      Related persons
      Schedule D 7.A
      No related person reported.
      Advisers that list O••• A•••• M••••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 22 to 19
        Sep 9, 2022 to Jul 28, 2023
      • Employees · 54 to 46
        Sep 9, 2022 to Jul 28, 2023
      • Private funds · 5 to 3
        Sep 9, 2022 to Jul 28, 2023
      • Discretionary RAUM · $4.8B to $3.6B
        Sep 9, 2022 to Jul 28, 2023
      • Pension RAUM · $348M to $251M
        Sep 9, 2022 to Jul 28, 2023
      • Pooled vehicle RAUM · $4.4B to $3.4B
        Sep 9, 2022 to Jul 28, 2023
      • RAUM · $4.8B to $3.6B
        Sep 9, 2022 to Jul 28, 2023
      • Accounts · 20 to 21
        Mar 2, 2022 to Sep 9, 2022
      • Advisory employees · 23 to 22
        Mar 2, 2022 to Sep 9, 2022
      • Pension plan clients · unset to 2.0
        Mar 2, 2022 to Sep 9, 2022
      • Pooled vehicle clients · 18 to 19
        Mar 2, 2022 to Sep 9, 2022
      • Employees · 57 to 54
        Mar 2, 2022 to Sep 9, 2022
      • Discretionary RAUM · $4.6B to $4.8B
        Mar 2, 2022 to Sep 9, 2022
      • Pension RAUM · $483M to $348M
        Mar 2, 2022 to Sep 9, 2022
      • Pooled vehicle RAUM · $4.2B to $4.4B
        Mar 2, 2022 to Sep 9, 2022
      • RAUM · $4.6B to $4.8B
        Mar 2, 2022 to Sep 9, 2022
      • Accounts · 21 to 20
        Jul 28, 2021 to Mar 2, 2022
      • Advisory employees · 22 to 23
        Jul 28, 2021 to Mar 2, 2022
      • Pooled vehicle clients · 19 to 18
        Jul 28, 2021 to Mar 2, 2022
      • Employees · 54 to 57
        Jul 28, 2021 to Mar 2, 2022
      • Private funds · 4 to 5
        Jul 28, 2021 to Mar 2, 2022
      • Discretionary RAUM · $5.2B to $4.6B
        Jul 28, 2021 to Mar 2, 2022
      • Pension RAUM · $506M to $483M
        Jul 28, 2021 to Mar 2, 2022
      • Pooled vehicle RAUM · $4.7B to $4.2B
        Jul 28, 2021 to Mar 2, 2022
      • RAUM · $5.2B to $4.6B
        Jul 28, 2021 to Mar 2, 2022
      • Accounts · 20 to 21
        Jul 1, 2020 to Jul 28, 2021
      • Advisory employees · 24 to 22
        Jul 1, 2020 to Jul 28, 2021
      • Pooled vehicle clients · 18 to 19
        Jul 1, 2020 to Jul 28, 2021
      • Employees · 58 to 54
        Jul 1, 2020 to Jul 28, 2021
      • Discretionary RAUM · $3.5B to $5.2B
        Jul 1, 2020 to Jul 28, 2021
      • Pension RAUM · $263M to $506M
        Jul 1, 2020 to Jul 28, 2021
      • Pooled vehicle RAUM · $3.3B to $4.7B
        Jul 1, 2020 to Jul 28, 2021
      • RAUM · $3.5B to $5.2B
        Jul 1, 2020 to Jul 28, 2021
      • Accounts · 25 to 20
        May 2, 2019 to Jul 1, 2020
      • Advisory employees · 23 to 24
        May 2, 2019 to Jul 1, 2020
      • Pooled vehicle clients · 23 to 18
        May 2, 2019 to Jul 1, 2020
      • Employees · 56 to 58
        May 2, 2019 to Jul 1, 2020
      • Other offices · 1 to 0
        May 2, 2019 to Jul 1, 2020
      • Discretionary RAUM · $5.7B to $3.5B
        May 2, 2019 to Jul 1, 2020
      • Pension RAUM · $385M to $263M
        May 2, 2019 to Jul 1, 2020
      Signals
      3 dated events
      • ••• Locked
        Jul 28, 2023 · Control person left · inference
      • ••• Locked
        Jul 28, 2021 · RAUM change · derived
      • ••• Locked
        Jul 1, 2020 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026