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RIA / WealthAdvisor31 years in industry

DANIEL BROOK WANZENBERG

Advisor at DANA INVESTMENT ADVISORS INC

WAUKESHA, WI

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Search this name across graphsid dfx:ria:ab0ff329-6871-e728-00d0-f5af9be3b09f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jul 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DANA INVESTMENT ADVISORS INC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 30, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 30, 1995
First registration: Jul 26, 2004
Dual registered: no
Other names: DANIEL B WANZENBERG
IAPD individual key: 2524671

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DANA INVESTMENT ADVISORS INC	Mixed wealth	May 21, 2026	n/a	yes	WAUKESHA, WI	Current employment
MOODY ALDRICH PARTNERS, LLC	Mixed wealth	Jul 21, 2023	Apr 17, 2026	no	MARBLEHEAD, MA\|Winnetka, IL\|Winnetka, IL	Previous registration
APS LABS, LLC	Former SEC adviser	Jul 29, 2014	Sep 26, 2023	no	WINNETKA, IL	Previous registration
APS LABS, LLC	Former SEC adviser	Jul 29, 2014	Dec 31, 2016	no	WINNETKA, IL	Previous registration
APS LABS, LLC	Former SEC adviser	Jul 29, 2014	Dec 31, 2014	no	WINNETKA, IL	Previous registration
WANZENBERG PARTNERS, LLC	n/a	Jun 2, 2010	Dec 31, 2014	no	CHICAGO, IL	Previous registration
LASALLE FINANCIAL SERVICES, INC.	n/a	Jul 26, 2004	Sep 25, 2007	no	CHICAGO, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MOODY ALDRICH PARTNERS, LLC	DANA INVESTMENT ADVISORS INC	Apr 17, 2026	May 21, 2026	34	Firm change	RIA to RIA
APS LABS, LLC	MOODY ALDRICH PARTNERS, LLC	Sep 26, 2023	Jul 21, 2023	-67	Firm change after gap	Other
WANZENBERG PARTNERS, LLC	APS LABS, LLC	Dec 31, 2014	Jul 29, 2014	-155	Firm change after gap	Other
LASALLE FINANCIAL SERVICES, INC.	WANZENBERG PARTNERS, LLC	Sep 25, 2007	Jun 2, 2010	981	Firm change after gap	Other

Relationships

Registered with (5)

→ DANA INVESTMENT ADVISORS INCRegistered adviserregistration: current employment
May 21, 2026 to presentfactForm ADV
→ MOODY ALDRICH PARTNERS, LLCRegistered adviserregistration: previous registration
Jul 21, 2023 to Apr 17, 2026factForm ADV
→ APS LABS, LLCRegistered adviserregistration: previous registration
Jul 29, 2014 to Sep 26, 2023factForm ADV
→ WANZENBERG PARTNERS, LLCRegistered adviserregistration: previous registration
Jun 2, 2010 to Dec 31, 2014factForm ADV
→ LASALLE FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 26, 2004 to Sep 25, 2007factForm ADV

Dated events

Occurred
Apr 17, 2026
Advisor changed firm
Daniel Brook Wanzenberg left Moody Aldrich Partners, Llc for Dana Investment Advisors Inc (registered 2026-05-21)
Form ADVobserved 5 days ago
Occurred
Sep 26, 2023
Advisor changed firm
Daniel Brook Wanzenberg left Aps Labs, Llc for Moody Aldrich Partners, Llc (registered 2023-07-21)
Form ADVobserved 5 days ago