RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• B•••• W•••••••••
- D••• I••••••••• A••••••• I•• mixed wealth currentsince May 21, 2026 · Waukesha, Wi
- M•••• A•••••• P•••••••• L•• mixed wealthJul 21, 2023 to Apr 17, 2026 · Marblehead, Ma
- A•• L•••• L•• formerJul 29, 2014 to Dec 31, 2014 · Winnetka, Il
- A•• L•••• L•• formerJul 29, 2014 to Dec 31, 2016 · Winnetka, Il
- A•• L•••• L•• formerJul 29, 2014 to Sep 26, 2023 · Winnetka, Il
- W••••••••• P•••••••• L•• unclassifiedJun 2, 2010 to Dec 31, 2014 · Chicago, Il
- L•••••• F•••••••• S•••••••• I••• unclassifiedJul 26, 2004 to Sep 25, 2007 · Chicago, Il
- M•••• A•••••• P•••••••• L•• to D••• I••••••••• A••••••• I••left Apr 17, 2026, registered May 21, 2026 (34 days) · RIA to RIA
- A•• L•••• L•• to M•••• A•••••• P•••••••• L••left Sep 26, 2023, registered Jul 21, 2023 (-67 days) · Other
- W••••••••• P•••••••• L•• to A•• L•••• L••left Dec 31, 2014, registered Jul 29, 2014 (-155 days) · Other
- L•••••• F•••••••• S•••••••• I••• to W••••••••• P•••••••• L••left Sep 25, 2007, registered Jun 2, 2010 (981 days) · Other
- D••••• B•••• W••••••••• left M•••• A•••••• P•••••••• L•• for D••• I••••••••• A••••••• I•• (registered 2026-05-21)Apr 17, 2026 · Advisor changed firm · fact
- D••••• B•••• W••••••••• left A•• L•••• L•• for M•••• A•••••• P•••••••• L•• (registered 2023-07-21)Sep 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address