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Reading the graph
Advisor at SEPIO CAPITAL, LP
SALT LAKE CITY, UT | Alamo, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SEPIO CAPITAL, LP | Independent wealth | Jan 1, 2025 | n/a | yes | SALT LAKE CITY, UT|Alamo, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 7, 2005 | Apr 3, 2017 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 25, 2001 | Aug 13, 2003 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SEPIO CAPITAL, LP | Apr 3, 2017 | Jan 1, 2025 | 2,830 | Firm change after gap | Wirehouse to RIA |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 13, 2003 | Jun 7, 2005 | 664 | Firm change after gap | Wirehouse to wirehouse |