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Advisor at 4• F••••••••
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| 4• F•••••••• | Independent wealth | Jan 4, 2023 | n/a | yes | AUSTIN, TX | Current employment |
| T••••••• A•••••• N••••••• L•• | Bd affiliated wealth | Jun 24, 2020 | Dec 31, 2022 | no | Austin, TX|MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••••••• A•••••• N••••••• L•• | 4• F•••••••• | Dec 31, 2022 | Jan 4, 2023 | 4 | Bulk transfer | Ibd to new firm |
| P•• A••••••• S•••••••• L•• | T••••••• A•••••• N••••••• L•• | Jul 2, 2020 | Jun 24, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6627:125648:TX:2019-10-29 | Nov 15, 2019 | Jan 14, 2020 | AUSTIN, TX | Firm change |
| P•• A••••••• S•••••••• L•• | Independent wealth | Jan 14, 2020 | Jul 2, 2020 | no | ALBANY, NY | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Aug 16, 2016 | Nov 15, 2019 | no | ABILENE, TX|AUSTIN, TX|AUSTIN, TX | Previous registration |
| -8 |
| Bulk transfer |
| RIA to RIA |
| E•••••••• A•••••••• L•• | P•• A••••••• S•••••••• L•• | Nov 15, 2019 | Jan 14, 2020 | 60 | Firm change | Ibd to RIA |