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Reading the graph
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Advisor at B••••••••• W••••• A•••••••• L••
Silver Spring, MD | WHEATON, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••••• W••••• A•••••••• L•• | No RAUM reported | Aug 28, 2025 | n/a | yes | Silver Spring, MD|WHEATON, IL | Current employment |
| I••••••••• F•••••••• P••••••• | Bd affiliated wealth | Jun 28, 2012 | Aug 29, 2025 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• P••••••• | B••••••••• W••••• A•••••••• L•• | Aug 29, 2025 | Aug 28, 2025 | -1 | Firm change | Other |
| R••••••• F•••••••• S••••••••• | I••••••••• F•••••••• P••••••• | Aug 3, 2012 |
| Previous registration |
| R••••••• F•••••••• S••••••••• | I•••••••••_WEALTH | May 3, 2012 | Aug 3, 2012 | no | SILVER SPRING, MD|ROCKVILLE, MD | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Sep 13, 2004 | Apr 20, 2012 | no | VIENNA, VA|VIENNA, VA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Sep 11, 2003 | Sep 3, 2004 | no | ROCKVILLE, MD | Previous registration |
| -36 |
| Firm change after gap |
| Other |
| O•••• F•• I••• | R••••••• F•••••••• S••••••••• | Apr 20, 2012 | May 3, 2012 | 13 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | O•••• F•• I••• | Sep 3, 2004 | Sep 13, 2004 | 10 | Firm change | Other |