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RIA / WealthAdvisorPersonal Financial Specialist57 years in industry

RONALD KEITH MOORE

Advisor at MOORE, RONALD KEITH

WESTLAKE VILLAGE, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MOORE, RONALD KEITH
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1969earliest registration or exam on IAPD
Years in industry: 57derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Personal Financial Specialist
Exams: S66|S63
First exam: Jul 15, 1993
First registration: Mar 28, 2001
Dual registered: no
IAPD individual key: 2366088

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MOORE, RONALD KEITH	State registered	Jan 1, 2026	n/a	yes	WESTLAKE VILLAGE, CA	Current employment
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	May 28, 2009	Mar 30, 2011	no	NEWPORT BEACH, CA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 14, 2008	May 11, 2009	no	LOS ANGELES, CA\|THOUSAND OAKS, CA\|LOS ANGELES, CA	Previous registration
CINCINNATI ANALYSTS, INC	Former SEC adviser	Feb 27, 2007	Oct 12, 2007	no	WOODLAND HILLS, CA\|LOS ANGELES, CA	Previous registration
PARTNERVEST ADVISORY SERVICES LLC	Former SEC adviser	Feb 27, 2004	Feb 24, 2005	no	BURBANK, CA	Previous registration
SENTRA SECURITIES CORPORATION	n/a	Mar 28, 2001	Feb 27, 2004	no	WESTLAKE VILLAGE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURIAN FINANCIAL SERVICES, INC.	MOORE, RONALD KEITH	Mar 30, 2011	Jan 1, 2026	5,391	Firm change after gap	Other
WOODBURY FINANCIAL SERVICES, INC.	SECURIAN FINANCIAL SERVICES, INC.	May 11, 2009	May 28, 2009	17	Firm change	Other
CINCINNATI ANALYSTS, INC	WOODBURY FINANCIAL SERVICES, INC.	Oct 12, 2007	Jan 14, 2008	94	Firm change	Other
PARTNERVEST ADVISORY SERVICES LLC	CINCINNATI ANALYSTS, INC	Feb 24, 2005	Feb 27, 2007	733	Firm change after gap	Other
SENTRA SECURITIES CORPORATION	PARTNERVEST ADVISORY SERVICES LLC	Feb 27, 2004	Feb 27, 2004	0	Firm change	Other

Relationships

Registered with (6)

→ MOORE, RONALD KEITHRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 28, 2009 to Mar 30, 2011factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 14, 2008 to May 11, 2009factForm ADV
→ CINCINNATI ANALYSTS, INCRegistered adviserregistration: previous registration
Feb 27, 2007 to Oct 12, 2007factForm ADV
→ PARTNERVEST ADVISORY SERVICES LLCRegistered adviserregistration: previous registration
Feb 27, 2004 to Feb 24, 2005factForm ADV
→ SENTRA SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 28, 2001 to Feb 27, 2004factForm ADV

Dated events

No dated event names this entity yet.