DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ronald Keith Moore
Personal Financial Specialist
Feed of 09/14/2026
At current firm
0 y
since Jan 1, 2026
In the industry
57 y
since Jun 1, 1969 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Moore, Ronald Keith state registered currentsince Jan 1, 2026 · Westlake Village, Ca
- Securian Financial Services, Inc. formerMay 28, 2009 to Mar 30, 2011 · Newport Beach, Ca
- Woodbury Financial Services, Inc. formerJan 14, 2008 to May 11, 2009 · Los Angeles, Ca
- Cincinnati Analysts, Inc formerFeb 27, 2007 to Oct 12, 2007 · Woodland Hills, Ca
- Partnervest Advisory Services LLC formerFeb 27, 2004 to Feb 24, 2005 · Burbank, Ca
- Sentra Securities Corporation unclassifiedMar 28, 2001 to Feb 27, 2004 · Westlake Village, Ca
Moves
a registration end followed by a registration begin elsewhere
- Securian Financial Services, Inc. to Moore, Ronald Keithleft Mar 30, 2011, registered Jan 1, 2026 (5391 days) · Other
- Woodbury Financial Services, Inc. to Securian Financial Services, Inc.left May 11, 2009, registered May 28, 2009 (17 days) · Other
- Cincinnati Analysts, Inc to Woodbury Financial Services, Inc.left Oct 12, 2007, registered Jan 14, 2008 (94 days) · Other
- Partnervest Advisory Services LLC to Cincinnati Analysts, Incleft Feb 24, 2005, registered Feb 27, 2007 (733 days) · Other
- Sentra Securities Corporation to Partnervest Advisory Services LLCleft Feb 27, 2004, registered Feb 27, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 57derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address