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RIA / WealthAdvisor27 years in industry

CHARLES HANSON WOMACK

Advisor at WOMACK WEALTH MANAGEMENT, INC.

MANHATTAN BEACH, CA | Phoenix, AZ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 7, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WOMACK WEALTH MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 7, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Jan 26, 2002
First registration: Jun 7, 1999
Dual registered: no
Other names: CHARLES HANSON WOMACK|CHARLES WOMACK|CHARLES H WOMACK
IAPD individual key: 471691

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WOMACK WEALTH MANAGEMENT, INC.	Independent wealth	Mar 22, 2012	n/a	yes	MANHATTAN BEACH, CA\|Phoenix, AZ	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 25, 2011	Mar 20, 2012	no	ALBUQUERQUE, NM	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 17, 2009	Jul 27, 2011	no	ALBUQUERQUE, NM	Previous registration
SOVEREIGN WEALTH ADVISORS, INC.	Former SEC adviser	May 27, 2008	Mar 25, 2009	no	ALBUQUERQUE, NM	Previous registration
PIEDRA CAPITAL LTD	n/a	Jun 7, 1999	Mar 25, 2009	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WOMACK WEALTH MANAGEMENT, INC.	Mar 20, 2012	Mar 22, 2012	2	Firm change	Other
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 27, 2011	Jul 25, 2011	-2	Firm change	Wirehouse to wirehouse
PIEDRA CAPITAL LTD	SOVEREIGN WEALTH ADVISORS, INC.	Mar 25, 2009	May 27, 2008	-302	Firm change after gap	Other
SOVEREIGN WEALTH ADVISORS, INC.	UBS FINANCIAL SERVICES INC.	Mar 25, 2009	Mar 17, 2009	-8	Firm change	Other

Relationships

Registered with (5)

→ WOMACK WEALTH MANAGEMENT, INC.Registered adviserregistration: current employment
Mar 22, 2012 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 25, 2011 to Mar 20, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Mar 17, 2009 to Jul 27, 2011factForm ADV
→ PIEDRA CAPITAL LTDRegistered adviserregistration: previous registration
Jun 7, 1999 to Mar 25, 2009factForm ADV
→ SOVEREIGN WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
May 27, 2008 to Mar 25, 2009factForm ADV

Dated events

No dated event names this entity yet.