DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Charles Hanson Womack
Feed of 09/15/2026
Also filed as Charles Hanson Womack
At current firm
14 y
since Mar 22, 2012
In the industry
27 y
since Jun 7, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Womack Wealth Management, Inc. independent RIA currentsince Mar 22, 2012 · Manhattan Beach, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 25, 2011 to Mar 20, 2012 · Albuquerque, Nm
- UBS Financial Services Inc. wirehouseMar 17, 2009 to Jul 27, 2011 · Albuquerque, Nm
- Sovereign Wealth Advisors, Inc. formerMay 27, 2008 to Mar 25, 2009 · Albuquerque, Nm
- Piedra Capital Ltd unclassifiedJun 7, 1999 to Mar 25, 2009 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Womack Wealth Management, Inc.left Mar 20, 2012, registered Mar 22, 2012 (2 days) · Other
- UBS Financial Services Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 27, 2011, registered Jul 25, 2011 (-2 days) · Wirehouse to wirehouse
- Piedra Capital Ltd to Sovereign Wealth Advisors, Inc.left Mar 25, 2009, registered May 27, 2008 (-302 days) · Other
- Sovereign Wealth Advisors, Inc. to UBS Financial Services Inc.left Mar 25, 2009, registered Mar 17, 2009 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address