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CRD 107664
RICHMOND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| M•• I••••••••• I••••• F•••• L• | Securitized Asset Fund | $135,036 | Mar 26, 2024 | 28 | Apr 1, 2013 | reported | n/a |
| M•• P•••••• E••••• P••••••• 2•••• L• | Private Equity Fund | $38,288 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| J••••• C•••••• | CHIEF OPERATING OFFICER | Na | yes | 01/2015 | Mar 24, 2016 | Mar 26, 2024 |
| J••••• M•••••• | President | E | yes | 01/1993 | Mar 31, 2012 | Mar 26, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| B•••••• P•••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Bethlehem | Pa | United States | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $1.1B | $973M | 12.7% | $885M | 7.4% | 21 | 19 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C• A•••••••• L•• | 4 | Aug 28, 2024 | Aug 16, 2024 | RICHMOND, VA | Firm absorbed | RIA to RIA | 80.0% |
| 36 |
| Apr 1, 2013 |
| reported |
| n/a |
| M•• V•••••• P••••••• 2•••• L••• | Venture Capital Fund | $14,000 | Sep 29, 2017 | 22 | Apr 1, 2013 | dropped | n/a |
| CHIEF COMPLIANCE OFFICER |
| Na |
| yes |
| 01/2017 |
| Mar 29, 2017 |
| Mar 26, 2024 |
| F••••• M••••••• A••• | PRINCIPAL, FINANCIAL STRATEGIST | Na | no | 01/2018 | Mar 29, 2018 | Mar 26, 2024 |
| M•••••• J••••• L•• | PRINCIPAL, FINANCIAL STRATEGIST | Na | no | 01/2018 | Mar 29, 2018 | Mar 26, 2024 |
| N•••••• V•• | PRINCIPAL, DIRECTOR OF CLIENT SERVICES | Na | no | 01/2020 | Mar 31, 2020 | Mar 26, 2024 |
| $1.1B |
| $1.1B |
| 21 |
| 11 |
| 1 |
| 2 |
| $14.3M |
| 2022 | Mar 30, 2023 | $973M | $970M | 19 | 11 | 1 | 3 | $13.7M |
| 2021 | Mar 31, 2022 | $1.1B | $1.1B | 19 | 10 | 1 | 3 | $18.8M |
| 2020 | Mar 30, 2021 | $885M | $885M | 21 | 11 | 1 | 3 | $16.6M |
| 2019 | Mar 31, 2020 | $761M | $761M | 21 | 11 | 1 | 3 | $20.4M |
| 2018 | Mar 27, 2019 | $650M | $650M | 21 | 11 | 1 | 3 | $21.0M |
| 2017 | Mar 29, 2018 | $703M | $703M | 21 | 11 | 1 | 3 | $22.6M |
| 2016 | Mar 29, 2017 | $612M | $612M | 20 | 8 | n/a | 4 | $22.5M |
| 2015 | Mar 24, 2016 | $596M | $596M | 18 | 8 | n/a | 4 | $22.7M |
| 2014 | Mar 27, 2015 | $571M | $571M | 19 | 7 | n/a | 4 | $24.5M |
| 2013 | Mar 31, 2014 | $546M | $546M | 18 | 6 | n/a | 4 | $25.1M |
| 2012 | Apr 1, 2013 | $470M | $470M | 18 | 6 | n/a | 4 | $23.8M |
| 2011 | Mar 31, 2012 | $433M | $350M | n/a | n/a | n/a | n/a | n/a |