DFX Intelligence

T••••••• D••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

T••••••• D••• B•••••••••

Advisor at C•••••• C••••••• A•• C••••••••• L••

TULSA, OK

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Search this name across graphsid dfx:ria:ab93ea38-db3e-baf6-2383-be24edf271cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 9, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C••••••• A•• C••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C••••••• A•• C••••••••• L••	State registered	Jan 6, 2026	n/a	yes	TULSA, OK	Current employment
B••••••••• W••••• A•••••••• L••	No RAUM reported	Jun 8, 2021	Dec 31, 2023	no	TULSA, OK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• W••••• A•••••••• L••	C•••••• C••••••• A•• C••••••••• L••	Dec 31, 2023	Jan 6, 2026	737	Firm change after gap	Other
R•••••• W••••• A•••••••• I•••	B••••••••• W••••• A•••••••• L••	Jul 8, 2021	Jun 8, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
23224:146616:OK:2018-01-08	Jan 8, 2018	Jan 4, 2018	TULSA, OK	Firm change
152665:127701:MN:2015-02-24	Mar 30, 2015	Apr 3, 2015	ARDEN HILLS, MN	Firm change

Relationships

Registered with (6)

→ C•••••• C••••••• A•• C••••••••• L••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 8, 2021 to Dec 31, 2023factForm ADV
→ R•••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 4, 2018 to Jul 8, 2021factForm ADV
→ M•••••• A••••• S••••••••• L••

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab93ea38-db3e-baf6-2383-be24edf271cb
First observed: Jan 9, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.