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Advisor at ONEDIGITAL
Irvine, CA | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Onedigital | Institutional manager | Dec 14, 2022 | n/a | yes | OVERLAND PARK, KS|Irvine, CA | Current employment |
| CREATIVE PLANNING | Independent wealth | Dec 17, 2021 | Nov 18, 2022 | no | Los Angeles, CA|Los Angeles, CA|OVERLAND PARK, KS | Previous registration |
| LOCKTON INVESTMENT ADVISORS, LLC | No RAUM reported | Apr 5, 2018 | May 20, 2022 | no | Los Angeles, CA|OVERLAND PARK, KS | Previous registration |
| LOCKTON INVESTMENT ADVISORS, LLC | No RAUM reported | Oct 22, 2013 | Mar 20, 2017 | no | LOS ANGELES, CA|OVERLAND PARK, KS | Previous registration |
| MMC SECURITIES LLC | Former SEC adviser | May 5, 2008 | Oct 4, 2013 | no | LOS ANGELES, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 1, 2005 | Jan 6, 2006 | no | GLENDALE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CREATIVE PLANNING | Onedigital | Nov 18, 2022 | Dec 14, 2022 | 26 | Firm change | Other |
| LOCKTON INVESTMENT ADVISORS, LLC | CREATIVE PLANNING | May 20, 2022 | Dec 17, 2021 | -154 | Firm change after gap | Other |
| MMC SECURITIES LLC | LOCKTON INVESTMENT ADVISORS, LLC | Oct 4, 2013 | Oct 22, 2013 | 18 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | MMC SECURITIES LLC | Jan 6, 2006 | May 5, 2008 | 850 | Firm change after gap | Ibd to new firm |