DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• N•••••• B• B•••

O•••••••••institutionalIrvine, Ca dual registrantIAPD 4862179

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••••• N•••••• B•••

At current firm

3 y

since Dec 14, 2022

In the industry

21 y

since Mar 31, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O••••••••• institutional current
since Dec 14, 2022 · Overland Park, Ks
C••••••• P••••••• independent RIA
Dec 17, 2021 to Nov 18, 2022 · Los Angeles, Ca
L•••••• I••••••••• A•••••••• L•• no RAUM
Apr 5, 2018 to May 20, 2022 · Los Angeles, Ca
L•••••• I••••••••• A•••••••• L•• no RAUM
Oct 22, 2013 to Mar 20, 2017 · Los Angeles, Ca
M•• S••••••••• L•• former
May 5, 2008 to Oct 4, 2013 · Los Angeles, Ca
A••••••••• F•••••••• S•••••••• L•• national BD
Apr 1, 2005 to Jan 6, 2006 · Glendale, Ca

Moves

a registration end followed by a registration begin elsewhere

C••••••• P••••••• to O•••••••••
left Nov 18, 2022, registered Dec 14, 2022 (26 days) · Other
L•••••• I••••••••• A•••••••• L•• to C••••••• P•••••••
left May 20, 2022, registered Dec 17, 2021 (-154 days) · Other
M•• S••••••••• L•• to L•••••• I••••••••• A•••••••• L••
left Oct 4, 2013, registered Oct 22, 2013 (18 days) · Other
A••••••••• F•••••••• S•••••••• L•• to M•• S••••••••• L••
left Jan 6, 2006, registered May 5, 2008 (850 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

J•••••• N•••••• B• B••• left C••••••• P••••••• for Onedigital (registered 2022-12-14)
Nov 18, 2022 · Advisor changed firm · fact
J•••••• N•••••• B• B••• left L•••••• I••••••••• A•••••••• L•• for C••••••• P••••••• (registered 2021-12-17)
May 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address