DFX Intelligence

E••• O•••• Z••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner11 years in industry

E••• O•••• Z••••••

Advisor at C• A•••••••• L••

WYNNEWOOD, PA | BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab9dbc10-91c6-aaf3-df2c-28b77fa5e63f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 18, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• A•••••••• L••	Independent wealth	Sep 27, 2023	n/a	yes	WYNNEWOOD, PA\|BOSTON, MA	Current employment
M••••••• P•••••• W•••••• L••	Former SEC adviser	Aug 25, 2020	Sep 28, 2023	no	WYNNEWOOD, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• P•••••• W•••••• L••	C• A•••••••• L••	Sep 28, 2023	Sep 27, 2023	-1	Firm change	RIA to RIA
S•••••• N••••••• • C••••••• I•••••••••	M••••••• P•••••• W•••••• L••	Aug 31, 2020	Aug 25, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
159295:310873:PA:2023-09-26	Sep 28, 2023	Sep 27, 2023	WYNNEWOOD, PA	Firm change

Relationships

Registered with (4)

→ C• A•••••••• L••Registered adviserregistration: current employment
Sep 27, 2023 to presentfactForm ADV
→ M••••••• P•••••• W•••••• L••Registered adviserregistration: previous registration
Aug 25, 2020 to Sep 28, 2023factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Mar 29, 2019 to Aug 31, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Sep 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab9dbc10-91c6-aaf3-df2c-28b77fa5e63f
First observed: Feb 18, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.