DFX Intelligence

T• A•••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

T• A•••• M•••••••••

TDAM USA INC., CRD 110088

TORONTO, ONTARIO

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Search this name across graphsid dfx:ria:ababf919-6382-dab6-ef57-08f7f2627d9d

Data as of Jan 27, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 6
On other graphs: 0
Observed: Dec 21, 2011 to Jan 27, 2022
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.9B••• Locked
Discretionary RAUM: $4.9B
Private client RAUM: $332Mderived••• Locked
Private client share: 7%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 433

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• J••••	Director	Na	yes	03/2017	Jul 3, 2017	Jan 27, 2022
C•••••• B••••	CHIEF EXECUTIVE OFFICER & DIRECTOR	Na	yes	10/2016	Jan 29, 2016	Jan 27, 2022

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•••• I••••••••• P•••••••• I•••	n/a	Asset manager	$30B	N	yes	n/a
T• P•••••• C••••• W••••• L••	n/a	Bd affiliated wealth	$8.6B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	11	no
REGINA, SASKATCHEWAN	n/a	Canada	11	no
Kowloon	n/a	Hong Kong	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$4.9B	$6.6B	-25.2%	$11B	-23.5%	433	395	3	4

Relationships

Affiliated with (3)

→ E•••• I••••••••• P•••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
→ T• P•••••• C••••• W••••• L••Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← TD GREYSTONE ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Owns (2)

← B••••••• D••••• A•••••Owner

Dated events

Occurred
Jan 29, 2021
Regulatory AUM changed
T• A•••• M••••••••• reported RAUM $4.9B, down 25% from $6.6B (2020-06-10 to 2021-01-29)
Form ADVobserved 7 days ago
$-1.7B
Occurred
May 20, 2020
Control person joined
Albert Philipp Hensler (Director) appeared on Schedule A of T• A•••• M•••••••••
Form ADVobserved 7 days ago
Occurred
May 19, 2020
Control person left
Michael Rodney Thorfinnson (Chief Administrative Officer, Chief Risk Officer And Director) no longer on Schedule A of T• A•••• M••••••••• (listed 2020-01-28, absent 2020-05-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ababf919-6382-dab6-ef57-08f7f2627d9d
First observed: Dec 21, 2011
Last observed: Jan 27, 2022 56 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.