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CRD 131556
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| TIMOTHY TORREY TAUSSIG | n/a | NEW YORK, NY | 18 | 31 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| AEON GLOBAL CHOICE FUND, LLC | Other Private Fund | $156M | Dec 21, 2023 | 3 | Mar 26, 2012 | reported | 021-199851 |
| AEON GLOBAL EQUITY SHAREHOLDER YIELD FUND, LLC | Other Private Fund | $52.2M | Nov 8, 2024 | 5 | Mar 26, 2012 | reported | 021-199903 |
| AEON GLOBAL ABSOLUTE RETURN FUND, LLC | Hedge Fund | $50.0M | Nov 8, 2024 | 20 | Mar 26, 2012 | reported | 021-147198 |
| AEON U.S. SMID CAP VALUE FUND, LLC | Other Private Fund | $17.2M | Nov 8, 2024 | 5 | Jan 28, 2022 | reported | n/a |
| EPOCH GLOBAL ALL-CAP FUND, LLC | Other Private Fund | $2.8M | Feb 10, 2016 | 2 | Mar 26, 2012 | dropped | 021-172479 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BARNETT, DAVID, ANDREW | CHIEF COMPLIANCE OFFICER | Na | yes | 12/2010 | Mar 26, 2012 | Nov 8, 2024 |
| BOOTH, WILLIAM, JAMES | CO-CHIEF INVESTMENT OFFICER | Na | yes | 01/2018 | Jul 16, 2021 | Nov 8, 2024 |
| COOPER, BRUCE | CHIEF EXECUTIVE OFFICER | Na | yes | 10/2022 | Nov 8, 2022 | Nov 8, 2024 |
| TD BANK US HOLDING COMPANY | Shareholder | E | yes | 11/2013 | Apr 23, 2013 | Nov 8, 2024 |
| TD GROUP US HOLDINGS LLC | DIRECT OWNER | E | yes | 07/2015 | Jan 25, 2016 | Nov 8, 2024 |
| THE TORONTO-DOMINION BANK | DIRECT OWNER | E | yes | 03/2013 | Apr 23, 2013 | Nov 8, 2024 |
| WELHOELTER, MICHAEL | PRESIDENT, CO-CHIEF INVESTMENT OFFICER, CHIEF RISK OFFICER | Na | yes | 04/2022 | Apr 28, 2022 | Nov 8, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| TD PRIVATE CLIENT WEALTH LLC | n/a | Bd affiliated wealth | $8.6B | N | yes | n/a |
| EPOCH INVESTMENT PARTNERS UK, LTD | n/a | n/a | n/a | N | yes | n/a |
| TD ASSET MANAGEMENT INC. | n/a | n/a | n/a | N | yes | n/a |
| TD BANK N.A. | n/a | n/a | n/a | N | yes | Nj |
| TD PRIME SERVICES LLC | n/a | n/a | n/a | N | yes | n/a |
| TD SECURITIES (USA) LLC | n/a | n/a | n/a | N | yes | n/a |
| TD SECURITIES AUTOMATED TRADING LLC | n/a | n/a | n/a | N | yes | n/a |
| TD SECURITIES INC. | n/a | n/a | n/a | N | yes | n/a |
| TD WATERHOUSE CANADA INC. | n/a | n/a | n/a | N | yes | n/a |
| TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Toronto | n/a | Canada | 60 | no |
| Regina | n/a | Canada | 14 | no |
| HONG KONG | n/a | Hong Kong | 3 | no |
| Melbourne | n/a | Australia | 0 | no |
| Singapore | n/a | Singapore | 0 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Jan 29, 2026 | $30B | $30B | 176 | 130 | 2 | 1 | n/a |
| 2024 | Jan 28, 2025 | $33B | $33B | 177 | 141 | 2 | 2 | n/a |
| 2023 | Jan 29, 2024 | $34B | $34B | 177 | 133 | 5 | 3 | $119M |
| 2022 | Jan 27, 2023 | $28B | $28B | 226 | 142 | 5 | 4 | $270M |
| 2021 | Jan 28, 2022 | $34B | $34B | 239 | 145 | 6 | 4 | $827M |
| 2020 | Jan 27, 2021 | $31B | $31B | 116 | 52 | 2 | 3 | $740M |
| 2019 | Jan 27, 2020 | $34B | $34B | 116 | 53 | 2 | 3 | $665M |
| 2018 | Jan 25, 2019 | $36B | $36B | 120 | 53 | 1 | 3 | $572M |
| 2017 | Jan 26, 2018 | $49B | $49B | 115 | 48 | 1 | 3 | $630M |
| 2016 | Jan 27, 2017 | $42B | $42B | 104 | 44 | n/a | 3 | $516M |
| 2015 | Jan 25, 2016 | $42B | $42B | 101 | 39 | n/a | 4 | $346M |
| 2014 | Jan 28, 2015 | $44B | $44B | 92 | 35 | n/a | 4 | $397M |
| 2013 | Jan 29, 2014 | $38B | $38B | 78 | 30 | n/a | 4 | $434M |
| 2012 | Sep 18, 2012 | $24B | $24B | n/a | n/a | n/a | 4 | $136M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $30B | $33B | -10.1% | $28B | 2.6% | 137 | 177 | 2 | 2 |