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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

TD GREYSTONE ASSET MANAGEMENT

GREYSTONE MANAGED INVESTMENTS INC., CRD 283093

REGINA, SASKATCHEWAN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:45f99567-c822-9a86-700c-bc3509943889

Data as of Apr 1, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 8
On other graphs: 0
Observed: Feb 26, 2016 to Apr 1, 2019
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $26BItem 5.F on the latest filing (2019-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $26B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 121
Advisory employees: 70
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 400
SEC number: 801-107366
CRD: 283093
Filings on the tape: 9
First filed: Feb 26, 2016
Latest filed: Apr 1, 2019
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COOPER, BRUCE	Director	Na	yes	11/2018	Mar 27, 2019	Apr 1, 2019
GREYSTONE CAPITAL MANAGEMENT INC.	Shareholder	E	yes	01/2000	Feb 26, 2016	Apr 1, 2019
Hart, Frank, Howard	MANAGING DIRECTOR AND CHIEF RISK OFFICER	Na	yes	06/2017	Feb 26, 2016	Apr 1, 2019
Hatherly, Jacqueline, Marie	CHIEF COMPLIANCE OFFICER	Na	yes	01/2012	Feb 26, 2016	Apr 1, 2019
HENSLER, PHILIPP, ALBERT	Director	Na	yes	11/2018	Mar 27, 2019	Apr 1, 2019
KOWAL, MONICA	Director	Na	yes	11/2018	Mar 27, 2019	Apr 1, 2019
Robertson, Jeffrey, Leigh	MANAGING DIRECTOR AND CHIEF OPERATING OFFICER	Na	yes	06/2017	Apr 27, 2017	Apr 1, 2019
Salman, Salma	Director	Na	yes	11/2018	Mar 27, 2019	Apr 1, 2019
THE TORONTO-DOMINION BANK	DIRECT OWNER	E	yes	11/2018	Nov 14, 2018	Apr 1, 2019
VANDERHOOFT, ROBERT, LEONARD	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR AND ULTIMATE DESIGNATED PERSON	Na	yes	01/2000	Feb 26, 2016	Apr 1, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
EPOCH INVESTMENT PARTNERS, INC.	n/a	Asset manager	$30B	N	yes	n/a
TD PRIVATE CLIENT WEALTH LLC	n/a	Bd affiliated wealth	$8.6B	N	yes	n/a
TDAM USA INC.	n/a	Former SEC adviser	$4.9B	N	yes	n/a
GREYSTONE CAPITAL MANAGEMENT INC.	n/a	n/a	n/a	Y	no	n/a
TD AMERITRADE CLEARING, INC.	n/a	n/a	n/a	N	yes	n/a
TD AMERITRADE, INC.	n/a	Former SEC adviser	n/a	N	yes	n/a
TD ASSET MANAGEMENT INC.	n/a	n/a	n/a	N	yes	n/a
TD BANK N.A.	n/a	n/a	n/a	N	yes	n/a
TD SECURITIES (USA) LLC	n/a	n/a	n/a	N	yes	n/a
TD SECURITIES INC.	n/a	n/a	n/a	N	yes	n/a
TD WATERHOUSE CANADA INC.	n/a	n/a	n/a	N	yes	n/a
TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Kowloon	n/a	Hong Kong	2	no
Toronto	n/a	Canada	2	no
Winnipeg	n/a	Canada	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 27, 2019	$26B	$26B	121	70	3	n/a	n/a
2017	Mar 28, 2018	$28B	$28B	118	67	3	n/a	n/a
2016	Mar 31, 2017	$24B	$24B	111	61	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$26B	$28B	-8.1%	n/a	n/a	121	118	3	3

Relationships

Affiliated with (4)

→ TD ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
→ EPOCH INVESTMENT PARTNERS, INC.Registered adviserother investment adviser, common control
factForm ADV
→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ TD AMERITRADE, INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (10)

← HENSLER, PHILIPP, ALBERTOwnerDIRECTOR, ownership code NA, individual
Mar 27, 2019 to presentfactForm ADV
← COOPER, BRUCEOwnerDIRECTOR, ownership code NA, individual
Mar 27, 2019 to presentfactForm ADV
← VANDERHOOFT, ROBERT, LEONARDOwnerCHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR AND ULTIMATE DESIGNATED PERSON, ownership code NA, individual
Feb 26, 2016 to presentfactForm ADV
← Hart, Frank, HowardOwnerMANAGING DIRECTOR AND CHIEF RISK OFFICER, ownership code NA, individual
Feb 26, 2016 to presentfactForm ADV
← Hatherly, Jacqueline, MarieOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 26, 2016 to presentfactForm ADV
← Robertson, Jeffrey, LeighOwnerMANAGING DIRECTOR AND CHIEF OPERATING OFFICER, ownership code NA, individual
Apr 27, 2017 to presentfactForm ADV
← Salman, SalmaOwnerDIRECTOR, ownership code NA, individual
Mar 27, 2019 to presentfactForm ADV
← GREYSTONE CAPITAL MANAGEMENT INC.OwnerSHAREHOLDER, ownership code E, foreign entity
Feb 26, 2016 to presentfactForm ADV
← KOWAL, MONICAOwnerDIRECTOR, ownership code NA, individual
Mar 27, 2019 to presentfactForm ADV
← THE TORONTO-DOMINION BANKOwnerDIRECT OWNER, ownership code E, foreign entity
Nov 14, 2018 to presentfactForm ADV

Dated events

Occurred
Mar 27, 2019
Control person left
Richard Louis Martel (Director And Managing Director) no longer on Schedule A of Td Greystone Asset Management (listed 2018-11-14, absent 2019-03-27)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2019
Control person left
Richard Theodore Welter (Director And Managing Director) no longer on Schedule A of Td Greystone Asset Management (listed 2018-11-14, absent 2019-03-27)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2019
Control person left
Nmn Toma Mamic (Director, Managing Director, And Chief Financial Officer) no longer on Schedule A of Td Greystone Asset Management (listed 2018-11-14, absent 2019-03-27)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2019
Control person joined
Monica Kowal (Director) appeared on Schedule A of Td Greystone Asset Management
Form ADVobserved 5 days ago
Occurred
Mar 27, 2019
Control person joined
Salma Salman (Director) appeared on Schedule A of Td Greystone Asset Management
Form ADVobserved 5 days ago
Occurred
Mar 27, 2019
Control person joined
Bruce Cooper (Director) appeared on Schedule A of Td Greystone Asset Management
Form ADVobserved 5 days ago
Occurred
Mar 27, 2019
Control person joined
Albert Philipp Hensler (Director) appeared on Schedule A of Td Greystone Asset Management
Form ADVobserved 5 days ago
Occurred
Feb 26, 2016
First Form ADV filing
Greystone Managed Investments Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45f99567-c822-9a86-700c-bc3509943889
First observed: Feb 26, 2016
Last observed: Apr 1, 2019 90 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TD GREYSTONE ASSET MANAGEMENT

GREYSTONE MANAGED INVESTMENTS INC., CRD 283093

REGINA, SASKATCHEWAN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:45f99567-c822-9a86-700c-bc3509943889

Data as of Apr 1, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:47 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COOPER, BRUCE

Director

yes

11/2018

Mar 27, 2019

Apr 1, 2019

GREYSTONE CAPITAL MANAGEMENT INC.

Shareholder

yes

01/2000

Feb 26, 2016

Apr 1, 2019

Hart, Frank, Howard

MANAGING DIRECTOR AND CHIEF RISK OFFICER

yes

06/2017

Feb 26, 2016

Apr 1, 2019

Hatherly, Jacqueline, Marie

CHIEF COMPLIANCE OFFICER

yes

01/2012

Feb 26, 2016

Apr 1, 2019

HENSLER, PHILIPP, ALBERT

Director

yes

11/2018

Mar 27, 2019

Apr 1, 2019

KOWAL, MONICA

Director

yes

11/2018

Mar 27, 2019

Apr 1, 2019

Robertson, Jeffrey, Leigh

MANAGING DIRECTOR AND CHIEF OPERATING OFFICER

yes

06/2017

Apr 27, 2017

Apr 1, 2019

Salman, Salma

Director

yes

11/2018

Mar 27, 2019

Apr 1, 2019

THE TORONTO-DOMINION BANK

DIRECT OWNER

yes

11/2018

Nov 14, 2018

Apr 1, 2019

VANDERHOOFT, ROBERT, LEONARD

CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR AND ULTIMATE DESIGNATED PERSON

yes

01/2000

Feb 26, 2016

Apr 1, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

EPOCH INVESTMENT PARTNERS, INC.

n/a

Asset manager

$30B

yes

n/a

TD PRIVATE CLIENT WEALTH LLC

n/a

Bd affiliated wealth

$8.6B

yes

n/a

TDAM USA INC.

n/a

Former SEC adviser

$4.9B

yes

n/a

GREYSTONE CAPITAL MANAGEMENT INC.

n/a

TD AMERITRADE CLEARING, INC.

n/a

yes

n/a

TD AMERITRADE, INC.

n/a

Former SEC adviser

n/a

yes

n/a

TD ASSET MANAGEMENT INC.

n/a

yes

n/a

TD BANK N.A.

n/a

yes

n/a

TD SECURITIES (USA) LLC

n/a

yes

n/a

TD SECURITIES INC.

n/a

yes

n/a

TD WATERHOUSE CANADA INC.

n/a

yes

n/a

TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Kowloon

n/a

Hong Kong

Toronto

n/a

Canada

Winnipeg

n/a

Canada

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 27, 2019

$26B

121

n/a

2017

Mar 28, 2018

$28B

118

n/a

2016

Mar 31, 2017

$24B

111

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$26B

$28B

-8.1%

n/a

121

118