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Advisor at BROOKSTONE CAPITAL MANAGEMENT LLC
Buffalo Grove, IL | WHEATON, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | May 28, 2025 | n/a | yes | Buffalo Grove, IL|WHEATON, IL | Current employment |
| ADVISORS ASSET MANAGEMENT, INC. | Mixed wealth | Feb 9, 2018 | Jul 23, 2019 | no | Chicago, IL|PRINCETON, NJ | Previous registration |
| NUVEEN ASSET MANAGEMENT, LLC | Mixed wealth | Mar 9, 2015 | Dec 14, 2016 | no | CHICAGO, IL | Previous registration |
| AMG FUNDS LLC | Asset manager | Jun 17, 2010 | Oct 7, 2011 | no | n/a | Previous registration |
| AMG DISTRIBUTORS, INC. | n/a | Nov 9, 2007 | Jun 18, 2010 | no | CHICAGO, IL|STAMFORD, CT|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVISORS ASSET MANAGEMENT, INC. | BROOKSTONE CAPITAL MANAGEMENT LLC | Jul 23, 2019 | May 28, 2025 | 2,136 | Firm change after gap | RIA to RIA |
| NUVEEN ASSET MANAGEMENT, LLC | ADVISORS ASSET MANAGEMENT, INC. | Dec 14, 2016 | Feb 9, 2018 | 422 | Firm change after gap | Other |
| AMG FUNDS LLC | NUVEEN ASSET MANAGEMENT, LLC | Oct 7, 2011 | Mar 9, 2015 | 1,249 | Firm change after gap | Other |
| AMG DISTRIBUTORS, INC. | AMG FUNDS LLC | Jun 18, 2010 | Jun 17, 2010 | -1 | Firm change | Other |