DFX Intelligence

M•••••• F•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

M•••••• F•••••• B••••••

Advisor at W•••••• B•••• • C•••••• L•••••

CHICAGO, IL | BALTIMORE, MD

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Search this name across graphsid dfx:ria:abcb6b21-38d8-d542-8f43-6244b4cc839a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 5, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• B•••• • C•••••• L•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 13, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• B•••• • C•••••• L•••••	Bd affiliated wealth	Feb 4, 2019	n/a	yes	CHICAGO, IL\|BALTIMORE, MD\|CHICAGO, IL\|BALTIMORE, MD	Current employment
B•••• A••••••• S••••••••• L••	Former SEC adviser	May 23, 2006	Jan 28, 2019	no	BALTIMORE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• A••••••• S••••••••• L••	W•••••• B•••• • C•••••• L•••••	Jan 28, 2019	Feb 4, 2019	7	Firm change	RIA to ibd
M••••••• C•••••• M••••••••• L••	B•••• A••••••• S••••••••• L••	Aug 31, 2006	May 23, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
120736:1252:MD:2019-01-28	Jan 28, 2019	Feb 4, 2019	BALTIMORE, MD	Firm change

Relationships

Registered with (5)

→ W•••••• B•••• • C•••••• L•••••Registered adviserregistration: current employment
Feb 4, 2019 to presentfactForm ADV
→ B•••• A••••••• S••••••••• L••Registered adviserregistration: previous registration
May 23, 2006 to Jan 28, 2019factForm ADV
→ M••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 20, 2006 to Aug 31, 2006factForm ADV
→ D••••••• B••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abcb6b21-38d8-d542-8f43-6244b4cc839a
First observed: May 5, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.