DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Capula Investment US LP
Latest filing Jun 8, 2026
First filing on the tape Feb 8, 2012 · 31 filings
SEC status approved since Mar 30, 2012
RAUM
$137B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
80
51 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$137B as of Jun 8, 2026
Mar 28, 2013$23B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 8, 2026
Mar 28, 20130 then
Employees (5.A)80 as of Jun 8, 2026
Mar 28, 201313 then
Private funds: no history
RAUM +75% over the last fiscal year+22% a year over threeIARs 0 to 0offices 1 to 5
Practice profile
derived from the filing of Jun 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $17BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +75%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $34B, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$137B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $34B for 7 clientsreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jason Mark Barnett · Director Of General Partnercontrolsince 08/2022 · owns less than 5%
- Nmn Yan Huo · Shareholdercontrolsince 10/2005 · owns 25% to 50% of Capula Management Limited
- Igor Abramov · Chief Compliance Officersince 07/2012 · owns less than 5%
- Christine Rania Perry · Chief Executive Of Capula New Yorksince 10/2023 · owns less than 5%
Entity owners
- Capula Management US LLC · General Partnerdirect · owns 75% or more
- Capula Management Limited · Shareholderindirect · owns 75% or more of Capula Management US LLC
Related persons
Schedule D 7.A
- Capula Investment Management Asia Limitedinvestment adviserbankn
- Capula General Partner Limitedpooled vehicle sponsorn
- Capula Investment Japan Limitedinvestment adviserbankn
- Capula Investment Management Llpinvestment adviserbankn
- Capula Investment Management Singapore Pte.Ltd.investment adviserbankn
- Capula Management Limitedinvestment adviserbanky
- Capula Management US LLCpooled vehicle sponsory
- Montec Securities LLCbroker-dealern
Advisers that list Capula Investment US LP as a related person
- 331590 y
Offices
Schedule D 1.F, the 25 largest
- Miami Beach, FL2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $78,356,981,797 to $137,437,353,519 (+75.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +15.0% (471 comparable advisers, 95.0th percentile of changes)peers: asset managers, $20B and over (471) · 95% percentile
What changed
consecutive filings, newest first
- Other offices · 1 to 5Mar 31, 2026 to Jun 8, 2026
- Accounts · 9 to 8Feb 26, 2026 to Mar 31, 2026
- Advisory employees · 33 to 51Feb 26, 2026 to Mar 31, 2026
- Pooled vehicle clients · 8 to 7Feb 26, 2026 to Mar 31, 2026
- Assets in custody · $29B to $34BFeb 26, 2026 to Mar 31, 2026
- Employees · 60 to 80Feb 26, 2026 to Mar 31, 2026
- Discretionary RAUM · $78B to $137BFeb 26, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $78B to $137BFeb 26, 2026 to Mar 31, 2026
- RAUM · $78B to $137BFeb 26, 2026 to Mar 31, 2026
- Advisory employees · 15 to 33Mar 29, 2024 to Mar 31, 2025
- BD registered reps · 1 to 2Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $31B to $29BMar 29, 2024 to Mar 31, 2025
- Employees · 43 to 60Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $101B to $78BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $101B to $78BMar 29, 2024 to Mar 31, 2025
- RAUM · $101B to $78BMar 29, 2024 to Mar 31, 2025
- Advisory employees · 17 to 15Feb 5, 2024 to Mar 29, 2024
- BD registered reps · 0 to 1Feb 5, 2024 to Mar 29, 2024
- Assets in custody · $27B to $31BFeb 5, 2024 to Mar 29, 2024
- Employees · 41 to 43Feb 5, 2024 to Mar 29, 2024
- Other offices · 0 to 1Feb 5, 2024 to Mar 29, 2024
- Discretionary RAUM · $75B to $101BFeb 5, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $75B to $101BFeb 5, 2024 to Mar 29, 2024
- RAUM · $75B to $101BFeb 5, 2024 to Mar 29, 2024
- Accounts · 8 to 9Mar 3, 2023 to Mar 31, 2023
- Advisory employees · 21 to 17Mar 3, 2023 to Mar 31, 2023
- Pooled vehicle clients · 7 to 8Mar 3, 2023 to Mar 31, 2023
- Assets in custody · $21B to $27BMar 3, 2023 to Mar 31, 2023
- Discretionary RAUM · $118B to $75BMar 3, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $118B to $75BMar 3, 2023 to Mar 31, 2023
- RAUM · $118B to $75BMar 3, 2023 to Mar 31, 2023
- Related broker-dealer · false to trueMar 3, 2023 to Mar 31, 2023
- HQ city · GREENWICH to NEW YORKMar 31, 2022 to Mar 3, 2023
- HQ state · CT to NYMar 31, 2022 to Mar 3, 2023
- Other offices · 1 to 0Mar 31, 2022 to Mar 3, 2023
- Accounts · 6 to 8Aug 26, 2021 to Mar 31, 2022
- Advisory employees · 18 to 21Aug 26, 2021 to Mar 31, 2022
- Pooled vehicle clients · 5 to 7Aug 26, 2021 to Mar 31, 2022
- Assets in custody · $21B to $21BAug 26, 2021 to Mar 31, 2022
Signals
8 dated events
- Capula Investment Us Lp reported RAUM $137.4B, up 75% from $78.4B (2026-02-26 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Capula Investment Us Lp reported RAUM $101.1B, up 35% from $75.1B (2024-02-05 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Jason Mark Barnett (Director Of General Partner) appeared on Schedule A of Capula Investment Us LpFeb 5, 2024 · Control person joined · fact
- Capula Investment Us Lp reported RAUM $75.1B, down 37% from $118.4B (2023-03-03 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Piyush Bharti (Partner, Senior Portfolio Manager) no longer on Schedule A of Capula Investment Us Lp (listed 2022-03-31, absent 2023-03-03)Mar 3, 2023 · Control person left · inference
- Capula Investment Us Lp reported RAUM $118.4B, up 44% from $82.1B (2021-08-26 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Capula Investment Us Lp reported RAUM $106.0B, up 42% from $74.5B (2019-08-09 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
- Capula Investment Us Lp reported RAUM $74.5B, up 32% from $56.6B (2018-03-28 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- capulaglobal.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (646) 874-5400reportedpublic record, Form ADV, Jun 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026