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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

David Gonzalez

Advisor at CETERA INVESTMENT ADVISERS LLC

BALTIMORE, MD

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Search this name across graphsid dfx:ria:abf243d7-6a87-0298-cb13-062b50d8b1ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 21, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Aug 9, 2019
First registration: Mar 21, 2022
Dual registered: yes, broker-dealer
IAPD individual key: 6911654

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 6, 2026	n/a	yes	BALTIMORE, MD	Current employment
FINANCIAL DIMENSIONS, LLC.	State registered	Feb 14, 2025	Feb 10, 2026	no	LUTHERVILLE, MD	Previous registration
VERDENCE CAPITAL ADVISORS, LLC	Independent wealth	Apr 17, 2024	Nov 18, 2024	no	HUNT VALLEY, MD	Previous registration
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	Mar 21, 2022	Apr 17, 2024	no	OWINGS MILLS, MD\|Owings Mills, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL DIMENSIONS, LLC.	CETERA INVESTMENT ADVISERS LLC	Feb 10, 2026	Jan 6, 2026	-35	Firm change after gap	Other
VERDENCE CAPITAL ADVISORS, LLC	FINANCIAL DIMENSIONS, LLC.	Nov 18, 2024	Feb 14, 2025	88	Firm change	RIA to state RIA
T. ROWE PRICE ADVISORY SERVICES, INC.	VERDENCE CAPITAL ADVISORS, LLC	Apr 17, 2024	Apr 17, 2024	0	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ FINANCIAL DIMENSIONS, LLC.Registered adviserregistration: previous registration
Feb 14, 2025 to Feb 10, 2026factForm ADV
→ VERDENCE CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 17, 2024 to Nov 18, 2024factForm ADV
→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Mar 21, 2022 to Apr 17, 2024factForm ADV

Dated events

Occurred
Feb 10, 2026
Advisor changed firm
David Gonzalez left Financial Dimensions, Llc. for Cetera Investment Advisers Llc (registered 2026-01-06)
Form ADVobserved 6 days ago
Occurred
Nov 18, 2024
Advisor changed firm
David Gonzalez left Verdence Capital Advisors, Llc for Financial Dimensions, Llc. (registered 2025-02-14)
Form ADVobserved 6 days ago
Occurred
Apr 17, 2024
Advisor changed firm
David Gonzalez left T. Rowe Price Advisory Services, Inc. for Verdence Capital Advisors, Llc (registered 2024-04-17)
Form ADVobserved 6 days ago