DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• G•••••••

C••••• I••••••••• A••••••• L••BD affiliatedBaltimore, Mddual registrantIAPD 6911654

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Jan 6, 2026

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jan 6, 2026 · Baltimore, Md
F•••••••• D••••••••• L••• state registered
Feb 14, 2025 to Feb 10, 2026 · Lutherville, Md
V••••••• C•••••• A•••••••• L•• independent RIA
Apr 17, 2024 to Nov 18, 2024 · Hunt Valley, Md
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Mar 21, 2022 to Apr 17, 2024 · Owings Mills, Md

Moves

a registration end followed by a registration begin elsewhere

F•••••••• D••••••••• L••• to C••••• I••••••••• A••••••• L••
left Feb 10, 2026, registered Jan 6, 2026 (-35 days) · Other
V••••••• C•••••• A•••••••• L•• to F•••••••• D••••••••• L•••
left Nov 18, 2024, registered Feb 14, 2025 (88 days) · RIA to a state-registered adviser
T• R••• P•••• A••••••• S•••••••• I••• to V••••••• C•••••• A•••••••• L••
left Apr 17, 2024, registered Apr 17, 2024 (0 days) · Affiliated broker-dealer or bank to independent RIA

Signals

D•••• G••••••• left F•••••••• D••••••••• L••• for C••••• I••••••••• A••••••• L•• (registered 2026-01-06)
Feb 10, 2026 · Advisor changed firm · fact
D•••• G••••••• left V••••••• C•••••• A•••••••• L•• for F•••••••• D••••••••• L••• (registered 2025-02-14)
Nov 18, 2024 · Advisor changed firm · fact
D•••• G••••••• left T• R••• P•••• A••••••• S•••••••• I••• for V••••••• C•••••• A•••••••• L•• (registered 2024-04-17)
Apr 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address