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RIA / WealthAdvisorCertified Financial Planner39 years in industry

TIMOTHY GEORGE MANSELL

Advisor at PFG ADVISORS

Oakland, CA

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Search this name across graphsid dfx:ria:ac0407c0-e5f3-dd1f-c56e-021e96c205e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 11, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PFG ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 28, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jan 28, 1987
First registration: May 11, 1999
Dual registered: no
Other names: TIMOTHY G MANSELL|TIMOTHY MANSELL
IAPD individual key: 1628176

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PFG ADVISORS	Independent wealth	Apr 6, 2018	n/a	yes	Oakland, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2014	Apr 11, 2018	no	CORTE MADERA, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jul 14, 2014	no	HERCULES, CA\|OAKLAND, CA\|LAFAYETTE, CA\|SAN PABLO, CA\|ALAMEDA, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 16, 2009	Oct 1, 2012	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|ALAMEDA, CA\|LAFAYETTE, CA\|OAKLAND, CA\|HERCULES, CA	Previous registration
HOWE BARNES CAPITAL MANAGEMENT, INC.	n/a	Feb 27, 2009	Jul 13, 2009	no	CHICAGO, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 11, 1999	Mar 3, 2009	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	PFG ADVISORS	Apr 11, 2018	Apr 6, 2018	-5	Firm change	Wirehouse to RIA
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Jul 14, 2014	Jul 1, 2014	-13	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
HOWE BARNES CAPITAL MANAGEMENT, INC.	CHASE INVESTMENT SERVICES CORP.	Jul 13, 2009	Jul 16, 2009	3	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	HOWE BARNES CAPITAL MANAGEMENT, INC.	Mar 3, 2009	Feb 27, 2009	-4	Firm change	Other

Relationships

Registered with (6)

→ PFG ADVISORSRegistered adviserregistration: current employment
Apr 6, 2018 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2014 to Apr 11, 2018factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jul 14, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 16, 2009 to Oct 1, 2012factForm ADV
→ HOWE BARNES CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 27, 2009 to Jul 13, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 11, 1999 to Mar 3, 2009factForm ADV

Dated events

No dated event names this entity yet.