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RIA / WealthAdvisor30 years in industry

SHANE THOMAS HILLER

Advisor at SONOMA PRIVATE WEALTH LLC

NOVATO, CA | San Juan Capistrano, CA

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Search this name across graphsid dfx:ria:ac3417cf-f3cf-c6e4-b0bd-c81629ceda91

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Aug 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SONOMA PRIVATE WEALTH LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 28, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 28, 1996
First registration: Aug 15, 2003
Dual registered: no
Other names: SHANE MENDELSON|SHANE THOMAS HILLER|SHANE T HILLER
IAPD individual key: 2750791

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SONOMA PRIVATE WEALTH LLC	Independent wealth	Apr 15, 2026	n/a	yes	San Juan Capistrano, CA\|NOVATO, CA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 19, 2024	Apr 6, 2026	no	San Francisco, CA\|San Francisco, CA	Previous registration
PARALLEL ADVISORS, LLC	Independent wealth	Nov 13, 2023	Jun 27, 2024	no	SAN FRANCISCO, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 14, 2023	Oct 19, 2023	no	SAN FRANCISCO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 30, 2016	Feb 10, 2023	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|LAS VEGAS, NV\|CHARLOTTE, NC	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 27, 2014	Apr 6, 2016	no	SAN FRANCISCO, CA	Previous registration
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC	Former SEC adviser	Jul 26, 2013	Aug 15, 2014	no	SAN FRANCISCO, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 10, 2010	Jul 30, 2013	no	SAN FRANCISCO, CA	Previous registration
MORGAN STANLEY	Wirehouse	Feb 22, 2010	Jun 10, 2010	no	SAN FRANCISCO, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Apr 26, 2004	Mar 3, 2010	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Aug 15, 2003	Mar 15, 2004	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	SONOMA PRIVATE WEALTH LLC	Apr 6, 2026	Apr 15, 2026	9	Firm change	Ibd to RIA
PARALLEL ADVISORS, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 27, 2024	Sep 19, 2024	84	Firm change	RIA to ibd
WELLS FARGO ADVISORS	PARALLEL ADVISORS, LLC	Oct 19, 2023	Nov 13, 2023	25	Firm change	Wirehouse to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Feb 10, 2023	Feb 14, 2023	4	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 6, 2016	Mar 30, 2016	-7	Firm change	Other
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC	CITIGROUP GLOBAL MARKETS INC.	Aug 15, 2014	Aug 27, 2014	12	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC	Jul 30, 2013	Jul 26, 2013	-4	Firm change	Other
MORGAN STANLEY	CITIGROUP GLOBAL MARKETS INC.	Jun 10, 2010	Jun 10, 2010	0	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	MORGAN STANLEY	Mar 3, 2010	Feb 22, 2010	-9	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	WELLS FARGO INVESTMENTS, LLC	Mar 15, 2004	Apr 26, 2004	42	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:19616:NC:2023-02-09	Feb 10, 2023	Feb 14, 2023	CHARLOTTE, NC	Firm change

Relationships

Registered with (10)

→ SONOMA PRIVATE WEALTH LLCRegistered adviserregistration: current employment
Apr 15, 2026 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 19, 2024 to Apr 6, 2026factForm ADV
→ PARALLEL ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 13, 2023 to Jun 27, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 14, 2023 to Oct 19, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 30, 2016 to Feb 10, 2023factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 27, 2014 to Apr 6, 2016factForm ADV
→ STEWARD PARTNERS INVESTMENT SOLUTIONS, LLCRegistered adviserregistration: previous registration
Jul 26, 2013 to Aug 15, 2014factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Feb 22, 2010 to Jun 10, 2010factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 26, 2004 to Mar 3, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 15, 2003 to Mar 15, 2004factForm ADV

Dated events

Occurred
Apr 6, 2026
Advisor changed firm
Shane Thomas Hiller left Ameriprise Financial Services, Llc for Sonoma Private Wealth Llc (registered 2026-04-15)
Form ADVobserved 5 days ago
Occurred
Jun 27, 2024
Advisor changed firm
Shane Thomas Hiller left Parallel Advisors, Llc for Ameriprise Financial Services, Llc (registered 2024-09-19)
Form ADVobserved 5 days ago
Occurred
Oct 19, 2023
Advisor changed firm
Shane Thomas Hiller left Wells Fargo Advisors for Parallel Advisors, Llc (registered 2023-11-13)
Form ADVobserved 5 days ago
Occurred
Feb 10, 2023
Advisor changed firm
Shane Thomas Hiller left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Wells Fargo Advisors (registered 2023-02-14)
Form ADVobserved 5 days ago