DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fonte Financial Advisors
Legal name Rg Financial, LLC
Latest filing Mar 31, 2026
First filing on the tape Feb 19, 2021 · 16 filings
SEC status approved since Mar 22, 2021
RAUM
$158M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$158M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$158M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$158M as of Mar 31, 2026
Mar 28, 2022$116M then
HNW client RAUM$141M as of Mar 31, 2026
Mar 28, 2022$97.3M then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Mar 28, 20221 then
Employees (5.A)3 as of Mar 31, 2026
Mar 28, 20224 then
Private funds: no history
RAUM +4.3% over the last fiscal year+14% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $158MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 135derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $342,929derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.2%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $21.6M, 67 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$141M89%
- Individuals$17.0M11%
- Individual clients
- 59reported
- HNW clients
- 76reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 461reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $21.6M for 67 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Justin Anthony ReckersCertified Financial Planner | Carlsbad, Ca | Aug 3, 2021 | 20 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Nichole Shawna Graham to Regista Financial Strategies, LLCJul 25, 2023 · RIA to a state-registered adviser
Joined, latest
- Justin Anthony Reckers from Advisory Services NetworkAug 3, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Marie Sandra Bozanic · Chief Compliance Officer & Chief Financial Officercontrolsince 03/2021 · owns 25% to 50%
- Anthony Justin Reckers · Managing Member & Iarcontrolsince 03/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Denver, CO1 employees
What changed
consecutive filings, newest first
- Accounts · 468 to 461Nov 24, 2025 to Mar 31, 2026
- HNW clients · 84 to 76Nov 24, 2025 to Mar 31, 2026
- Individual clients · 54 to 59Nov 24, 2025 to Mar 31, 2026
- Assets in custody · $34.1M to $21.6MNov 24, 2025 to Mar 31, 2026
- Employees · 5 to 3Nov 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $149M to $157MNov 24, 2025 to Mar 31, 2026
- HNW RAUM · $138M to $141MNov 24, 2025 to Mar 31, 2026
- Individual RAUM · $13.8M to $17.0MNov 24, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $2.1M to $592,179Nov 24, 2025 to Mar 31, 2026
- RAUM · $152M to $158MNov 24, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 27, 2025 to Nov 24, 2025
- Accounts · 387 to 468Mar 28, 2024 to Mar 27, 2025
- HNW clients · 76 to 84Mar 28, 2024 to Mar 27, 2025
- Individual clients · 53 to 54Mar 28, 2024 to Mar 27, 2025
- Assets in custody · $22.4M to $34.1MMar 28, 2024 to Mar 27, 2025
- Employees · 4 to 5Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $121M to $149MMar 28, 2024 to Mar 27, 2025
- HNW RAUM · $108M to $138MMar 28, 2024 to Mar 27, 2025
- Individual RAUM · $16.0M to $13.8MMar 28, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $3.7M to $2.1MMar 28, 2024 to Mar 27, 2025
- RAUM · $124M to $152MMar 28, 2024 to Mar 27, 2025
- Accounts · 357 to 387Dec 4, 2023 to Mar 28, 2024
- Advisory employees · 2 to 1Dec 4, 2023 to Mar 28, 2024
- HNW clients · 73 to 76Dec 4, 2023 to Mar 28, 2024
- Individual clients · 55 to 53Dec 4, 2023 to Mar 28, 2024
- Assets in custody · $19.0M to $22.4MDec 4, 2023 to Mar 28, 2024
- Employees · 5 to 4Dec 4, 2023 to Mar 28, 2024
- State-registered IARs · 2 to 1Dec 4, 2023 to Mar 28, 2024
- Discretionary RAUM · $105M to $121MDec 4, 2023 to Mar 28, 2024
- HNW RAUM · $91.9M to $108MDec 4, 2023 to Mar 28, 2024
- Individual RAUM · $15.6M to $16.0MDec 4, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $2.9M to $3.7MDec 4, 2023 to Mar 28, 2024
- RAUM · $108M to $124MDec 4, 2023 to Mar 28, 2024
- Accounts · 311 to 357Jun 29, 2022 to Mar 21, 2023
- Advisory employees · 1 to 2Jun 29, 2022 to Mar 21, 2023
- HNW clients · 67 to 73Jun 29, 2022 to Mar 21, 2023
- Pension plan clients · 2.0 to unsetJun 29, 2022 to Mar 21, 2023
- Assets in custody · $25.5M to $19.0MJun 29, 2022 to Mar 21, 2023
- Employees · 4 to 5Jun 29, 2022 to Mar 21, 2023
- State-registered IARs · 1 to 2Jun 29, 2022 to Mar 21, 2023
Signals
2 dated events
- Nichole Shawna Graham left Fonte Financial Advisors for Regista Financial Strategies, Llc (registered 2025-05-12)Jul 25, 2023 · Advisor changed firm · fact
- Fonte Financial Advisors filed its initial SEC registration (Form ADV)Feb 19, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 303-800-6060reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 858-800-4176reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/fonte-financial-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- fontefa.inforeportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (858) 800-4176reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- fontefinancial.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $158Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026