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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

JOHN FRANK DONOSO

Advisor at NFSG CORPORATION

BOCA RATON, FL | ELIZABETH, NJ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NFSG CORPORATION
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 23, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 23, 2002
First registration: Jan 2, 2004
Dual registered: yes, broker-dealer
Other names: JOHN FRANK DONOSO|JUAN FRANCISCO DONOSO
IAPD individual key: 4533488

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NFSG CORPORATION	Bd affiliated wealth	Oct 18, 2021	n/a	yes	BOCA RATON, FL\|ELIZABETH, NJ	Current employment
CETERA ADVISORS LLC	Former SEC adviser	Apr 15, 2013	Oct 19, 2021	no	NEW YORK, NY\|WEBSTER, NY\|NEW YORK, NY\|NEW YORK, NY\|ELIZABETH, NJ	Previous registration
GILFORD FINANCIAL CORP.	Former SEC adviser	Jan 27, 2012	Apr 18, 2013	no	NEW YORK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 10, 2007	Feb 6, 2012	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 9, 2005	Dec 15, 2005	no	ELIZABETH, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 2, 2004	Jul 2, 2004	no	SHORT HILLS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISORS LLC	NFSG CORPORATION	Oct 19, 2021	Oct 18, 2021	-1	Firm change	Ibd to ibd
GILFORD FINANCIAL CORP.	CETERA ADVISORS LLC	Apr 18, 2013	Apr 15, 2013	-3	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	GILFORD FINANCIAL CORP.	Feb 6, 2012	Jan 27, 2012	-10	Firm change	Other
WELLS FARGO ADVISORS	CHASE INVESTMENT SERVICES CORP.	Dec 15, 2005	Apr 10, 2007	481	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Jul 2, 2004	Mar 9, 2005	250	Firm change	Wirehouse to wirehouse

Relationships

Registered with (6)

→ NFSG CORPORATIONRegistered adviserregistration: current employment
Oct 18, 2021 to presentfactForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Apr 15, 2013 to Oct 19, 2021factForm ADV
→ GILFORD FINANCIAL CORP.Registered adviserregistration: previous registration
Jan 27, 2012 to Apr 18, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 10, 2007 to Feb 6, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 9, 2005 to Dec 15, 2005factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 2, 2004 to Jul 2, 2004factForm ADV

Dated events

No dated event names this entity yet.