DFX Intelligence

R•••••• S•••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant22 years in industry

R•••••• S•••••• E••••••

Advisor at H•••••• W••••• A•••••••• L••

CHAPEL HILL, NC

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Search this name across graphsid dfx:ria:ac6554c9-d1bb-a894-39a5-4e9e26d983b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 10, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 5, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• W••••• A•••••••• L••	Independent wealth	Apr 29, 2016	n/a	yes	CHAPEL HILL, NC	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Apr 10, 2007	May 10, 2016	no	CHAPEL HILL, NC\|CHAPEL HILL, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	H•••••• W••••• A•••••••• L••	May 10, 2016	Apr 29, 2016	-11	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:283014:NC:2016-05-03	May 10, 2016	Apr 29, 2016	CHAPEL HILL, NC	Firm change

Relationships

Registered with (2)

→ H•••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Apr 29, 2016 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 10, 2007 to May 10, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac6554c9-d1bb-a894-39a5-4e9e26d983b5
First observed: Apr 10, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.