DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
IRVINE, CA | RENO, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Dec 7, 2020 | n/a | yes | IRVINE, CA|RENO, NV | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Aug 18, 2008 | Jun 4, 2009 | no | LONG BEACH, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 6, 2005 | Sep 8, 2006 | no | BREA, CA|BREA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | Jun 4, 2009 | Dec 7, 2020 | 4,204 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Sep 8, 2006 | Aug 18, 2008 | 710 | Firm change after gap | Other |