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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

SHEILA MARIE BAKER

Advisor at LPL FINANCIAL LLC

GENEVA, IL

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Search this name across graphsid dfx:ria:ac8f05ee-a448-45f7-e692-bef7ce865dbd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 18, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 21, 2009
First registration: Aug 18, 2009
Dual registered: yes, broker-dealer
Other names: SHEILA MARIE BAKER|SHEILA MARIE LEINS
IAPD individual key: 1597311

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 5, 2024	n/a	yes	GENEVA, IL	Current employment
NEACO ADVISORY, INC.	n/a	Mar 18, 2010	Dec 31, 2021	no	GENEVA, IL	Previous registration
THIRD STREET ADVISORS, LLC	Former SEC adviser	Mar 18, 2010	Apr 30, 2024	no	GENEVA, IL\|GENEVA, IL	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Aug 18, 2009	Sep 15, 2020	no	GENEVA, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THIRD STREET ADVISORS, LLC	LPL FINANCIAL LLC	Apr 30, 2024	Feb 5, 2024	-85	Firm change after gap	RIA to ibd
NEACO ADVISORY, INC.	THIRD STREET ADVISORS, LLC	Dec 31, 2021	Mar 18, 2010	-4,306	Firm change after gap	Other
FSC SECURITIES CORPORATION	NEACO ADVISORY, INC.	Sep 15, 2020	Mar 18, 2010	-3,834	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 5, 2024 to presentfactForm ADV
→ THIRD STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 18, 2010 to Apr 30, 2024factForm ADV
→ NEACO ADVISORY, INC.Registered adviserregistration: previous registration
Mar 18, 2010 to Dec 31, 2021factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Aug 18, 2009 to Sep 15, 2020factForm ADV

Dated events

Occurred
Apr 30, 2024
Advisor changed firm
Sheila Marie Baker left Third Street Advisors, Llc for Lpl Financial Llc (registered 2024-02-05)
Form ADVobserved 4 days ago