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B•••• B•• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

B•••• B•• K•••

Advisor at C•••••• H••• I••••••••• M••••••••• I•••

TULSA, OK

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Search this name across graphsid dfx:ria:ac9712c9-28d4-556b-0f1c-8a1afe14b3ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 16, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• H••• I••••••••• M••••••••• I•••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 9, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• H••• I••••••••• M••••••••• I•••	Other adviser	Jan 7, 2013	n/a	yes	TULSA, OK	Current employment
B•• F•••••••• A•••••••	Bd affiliated wealth	Jan 7, 2013	Jan 8, 2013	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•• F•••••••• A•••••••	C•••••• H••• I••••••••• M••••••••• I•••	Jan 8, 2013	Jan 7, 2013	-1	Firm change	Other
W•••••• • R•••	B•• F•••••••• A•••••••	Dec 19, 2012

Relationships

Registered with (3)

→ C•••••• H••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Jan 7, 2013 to presentfactForm ADV
→ B•• F•••••••• A•••••••Registered adviserregistration: previous registration
Jan 7, 2013 to Jan 8, 2013factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Oct 16, 1996 to Dec 19, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac9712c9-28d4-556b-0f1c-8a1afe14b3ac
First observed: Oct 16, 1996
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.