DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•• F••••••••• L••
VERO BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• F••••••••• L•• | Former SEC adviser | Aug 31, 2022 | n/a | yes | VERO BEACH, FL | Current employment |
| G•••• V•••• A•••• M••••••••• L•• | Former SEC adviser | Jun 11, 2020 | Sep 22, 2020 | no | VERO BEACH, FL|WINTER PARK, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•••• V•••• A•••• M••••••••• L•• | T•• F••••••••• L•• | Sep 22, 2020 | Aug 31, 2022 | 708 | Firm change after gap | RIA to new firm |
| T••••••• C•••• F•••••••• P•••••••• I••• | G•••• V•••• A•••• M••••••••• L•• | Jan 11, 2019 | Jun 11, 2020 |
| T••••••• C•••• F•••••••• P•••••••• I••• | Independent wealth | Apr 22, 2013 | Jan 11, 2019 | no | VERO BEACH, FL | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 8, 2004 | May 8, 2013 | no | VERO BEACH, FL|VERO BEACH, FL | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Aug 16, 2002 | Jun 30, 2003 | no | VERO BEACH, FL | Previous registration |
| 517 |
| Firm change after gap |
| RIA to RIA |
| L•• F•••••••• L•• | T••••••• C•••• F•••••••• P•••••••• I••• | May 8, 2013 | Apr 22, 2013 | -16 | Firm change | Other |
| R•••••• J•••• • A••••••••• I••• | L•• F•••••••• L•• | Jun 30, 2003 | Jul 8, 2004 | 374 | Firm change | Other |