DFX Intelligence

G•••• V•••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

G•••• V•••• A•••• M••••••••• L••

CRD 296855

WINTER PARK, FL

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Search this name across graphsid dfx:ria:c9795b5f-59bc-598e-4cb0-90f204898b64

Data as of Apr 30, 2019 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Jun 26, 2018 to Apr 30, 2019
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.3M••• Locked
Discretionary RAUM: $4.3M
Private client RAUM: $4.3Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $714,109derived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P•••••••• T•••••• V•• S•••••	n/a	WINTER PARK, FL	8	20	2	yes
J•••• A• C•••••••	n/a	WINTER PARK, FL \| DEBARY, FL	7	20

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••• V•••• H•••••••• L••	Member	E	yes	01/2018	Jun 26, 2018	Apr 30, 2019
M••••• A•••••• W••••••	MANAGER, MEMBER	D	yes	02/2018	Jun 26, 2018	Apr 30, 2019

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•••• V•••• C••••••• L••	n/a	n/a	n/a	N	yes	n/a
T••• N•••• R••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Feb 28, 2019	$4.3M	$4.3M	3	1	0	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$4.3M	n/a	n/a	n/a	n/a	3	n/a	0	n/a

Relationships

Registered with (7)

← J•••• W•••••• S•••••Advisorregistration: current employment
Jan 12, 2026 to presentfactForm ADV
← P••••• L••••• B••••••Advisorregistration: current employment
Mar 16, 2021 to presentfactForm ADV
← S•••• C•••••• T••••••••Advisorregistration: current employment
Mar 5, 2021 to presentfactForm ADV
← C••••••••• A•••••• V•• D•• B••••

Dated events

Occurred
Jun 26, 2018
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9795b5f-59bc-598e-4cb0-90f204898b64
First observed: Jun 26, 2018
Last observed: Apr 30, 2019 90 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.