RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••••• J••••• Z•••••••
- T•• F••••••••• L•• former currentsince Aug 31, 2022 · Vero Beach, Fl
- G•••• V•••• A•••• M••••••••• L•• formerJun 11, 2020 to Sep 22, 2020 · Vero Beach, Fl
- T••••••• C•••• F•••••••• P•••••••• I••• independent RIAApr 22, 2013 to Jan 11, 2019 · Vero Beach, Fl
- L•• F•••••••• L•• BD affiliatedJul 8, 2004 to May 8, 2013 · Vero Beach, Fl
- R•••••• J•••• • A••••••••• I••• national BDAug 16, 2002 to Jun 30, 2003 · Vero Beach, Fl
- G•••• V•••• A•••• M••••••••• L•• to T•• F••••••••• L••left Sep 22, 2020, registered Aug 31, 2022 (708 days) · RIA to a newly registered adviser
- T••••••• C•••• F•••••••• P•••••••• I••• to G•••• V•••• A•••• M••••••••• L••left Jan 11, 2019, registered Jun 11, 2020 (517 days) · RIA to RIA
- L•• F•••••••• L•• to T••••••• C•••• F•••••••• P•••••••• I•••left May 8, 2013, registered Apr 22, 2013 (-16 days) · Other
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Jun 30, 2003, registered Jul 8, 2004 (374 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address