DFX Intelligence

Data Factory

K••••••• J••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor29 years in industry

K••••••• J••• W•••••••

Advisor at H•••••• I••••••••• S•••••••• L••

GETTYSBURG, PA | OAKBROOK TERRACE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:acae41fc-a4ee-8d9e-b50a-e15d7d5c1874

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 10, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• I••••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 10, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• I••••••••• S•••••••• L••	Independent wealth	Apr 5, 2016	n/a	yes	GETTYSBURG, PA\|OAKBROOK TERRACE, IL	Current employment
C•••••••• F•••••••• G•••• A•••••••	Former SEC adviser	May 4, 2016	Jul 31, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F•••••••• G•••• A•••••••	n/a	Jul 31, 2017	n/a	n/a	Departure no registered destination	Departure
C•••••••• F•••••••• G•••• A•••••••	H•••••• I••••••••• S•••••••• L••	Feb 5, 2016	Apr 5, 2016

Relationships

Registered with (4)

→ H•••••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 5, 2016 to presentfactForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
May 4, 2016 to Jul 31, 2017factForm ADV
→ G••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 11, 2009 to Apr 7, 2010factForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:acae41fc-a4ee-8d9e-b50a-e15d7d5c1874
First observed: Jul 10, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.