RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• J••• W•••••••
- H•••••• I••••••••• S•••••••• L•• independent RIA currentsince Apr 5, 2016 · Gettysburg, Pa
- C•••••••• F•••••••• G•••• A••••••• formerMay 4, 2016 to Jul 31, 2017 · Gardners, Pa
- C•••••••• F•••••••• G•••• A••••••• formerJun 2, 2010 to Feb 5, 2016 · Mechanicsburg, Pa
- G••••• W••••• M••••••••• I••• BD affiliatedAug 11, 2009 to Apr 7, 2010 · Gettysburg, Pa
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedFeb 4, 2009 to Aug 12, 2009 · Mechanicsburg, Pa
- G••••• W••••• M••••••••• I••• BD affiliatedJul 10, 2008 to Jan 29, 2009 · King Of Prussia, Pa
- C•••••••• F•••••••• G•••• A••••••• to no registered destinationleft Jul 31, 2017 · Departure, no registered destination
- C•••••••• F•••••••• G•••• A••••••• to H•••••• I••••••••• S•••••••• L••left Feb 5, 2016, registered Apr 5, 2016 (60 days) · Other
- G••••• W••••• M••••••••• I••• to C•••••••• F•••••••• G•••• A•••••••left Apr 7, 2010, registered Jun 2, 2010 (56 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to G••••• W••••• M••••••••• I•••left Aug 12, 2009, registered Aug 11, 2009 (-1 days) · Other
- G••••• W••••• M••••••••• I••• to U•••• F•••••••• S••••••• G••••• I•••left Jan 29, 2009, registered Feb 4, 2009 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address