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S•••••• L•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

S•••••• L•••• S•••••

Advisor at U••••• C•••••• F•••••••• A•••••••

BIRMINGHAM, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:acbd1e9a-f396-ac35-d8d4-a693443fc8aa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 0
Observed: Nov 25, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• C•••••• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 25, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• C•••••• F•••••••• A•••••••	Independent wealth	Dec 26, 2025	n/a	yes	BIRMINGHAM, MI	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	May 30, 2025	Jan 7, 2026	no	Deer Park, IL\|Birmingham, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P••••••• I••••••••• A•••••••• L••	C••••• I••••••••• A••••••• L••	Mar 17, 2026	May 30, 2025	-291	Firm change after gap	Other
C••••• I••••••••• A••••••• L••	U••••• C•••••• F•••••••• A•••••••	Jan 7, 2026	Dec 26, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
29604:6413:MI:2017-11-29	Nov 29, 2017	Nov 29, 2017	ANN ARBOR, MI	Firm change

Relationships

Registered with (8)

→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: current employment
Dec 26, 2025 to presentfactForm ADV
→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 16, 2025 to Mar 17, 2026factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 30, 2025 to Jan 7, 2026factForm ADV
→ F••••••••• C••••••

Dated events

Occurred
Mar 17, 2026
Advisor changed firm
S•••••• L•••• S••••• left C••••••• P••••••• I••••••••• A•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-05-30)
Form ADVobserved 7 days ago
Occurred
Jan 7, 2026
Advisor changed firm
S•••••• L•••• S••••• left C••••• I••••••••• A••••••• L•• for U••••• C•••••• F•••••••• A••••••• (registered 2025-12-26)
Form ADVobserved 7 days ago
Occurred
Apr 2, 2025
Advisor changed firm
S•••••• L•••• S••••• left F••••••••• C•••••• for C••••••• P••••••• I••••••••• A•••••••• L•• (registered 2025-04-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:acbd1e9a-f396-ac35-d8d4-a693443fc8aa
First observed: Nov 25, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.