DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sherise Lanay Steele

United Capital Financial Advisorsindependent RIABirmingham, Midual registrantIAPD 3162820

Feed of 09/14/2026

At current firm

0 y

since Dec 26, 2025

In the industry

27 y

since Jan 25, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

United Capital Financial Advisors independent RIA current
since Dec 26, 2025 · Birmingham, Mi
Cetera Investment Advisers LLC BD affiliated
May 30, 2025 to Jan 7, 2026 · Deer Park, Il
Creative Planning Institutional Advisors, LLC institutional
Apr 16, 2025 to Mar 17, 2026 · Birmingham, Mi
Forthright Capital independent RIA
Feb 23, 2024 to Apr 2, 2025 · Las Vegas, Nv
Citizens Securities, Inc. BD affiliated
Nov 30, 2022 to Feb 2, 2024 · Clinton Township, Mi
LPL Financial LLC BD affiliated
Nov 29, 2017 to Dec 8, 2022 · Ann Arbor, Mi
National Planning Corporation ("Npc Of America" In Fl & Ny) former
Jun 9, 2016 to Nov 29, 2017 · Ann Arbor, Mi
Strategic Advisers LLC national BD
Nov 25, 2014 to May 7, 2015 · West Bloomfield, Mi

Moves

a registration end followed by a registration begin elsewhere

Creative Planning Institutional Advisors, LLC to Cetera Investment Advisers LLC
left Mar 17, 2026, registered May 30, 2025 (-291 days) · Other
Cetera Investment Advisers LLC to United Capital Financial Advisors
left Jan 7, 2026, registered Dec 26, 2025 (-12 days) · Affiliated broker-dealer or bank to independent RIA
Forthright Capital to Creative Planning Institutional Advisors, LLC
left Apr 2, 2025, registered Apr 16, 2025 (14 days) · Other
Citizens Securities, Inc. to Forthright Capital
left Feb 2, 2024, registered Feb 23, 2024 (21 days) · Affiliated broker-dealer or bank to independent RIA
LPL Financial LLC to Citizens Securities, Inc.
left Dec 8, 2022, registered Nov 30, 2022 (-8 days) · RIA to affiliated broker-dealer or bank
National Planning Corporation ("Npc Of America" In Fl & Ny) to LPL Financial LLC
left Nov 29, 2017, registered Nov 29, 2017 (0 days) · Other · moved with a team
Strategic Advisers LLC to National Planning Corporation ("Npc Of America" In Fl & Ny)
left May 7, 2015, registered Jun 9, 2016 (399 days) · Other

Signals

Sherise Lanay Steele left Creative Planning Institutional Advisors, Llc for Cetera Investment Advisers Llc (registered 2025-05-30)
Mar 17, 2026 · Advisor changed firm · fact
Sherise Lanay Steele left Cetera Investment Advisers Llc for United Capital Financial Advisors (registered 2025-12-26)
Jan 7, 2026 · Advisor changed firm · fact
Sherise Lanay Steele left Forthright Capital for Creative Planning Institutional Advisors, Llc (registered 2025-04-16)
Apr 2, 2025 · Advisor changed firm · fact
Sherise Lanay Steele left Citizens Securities, Inc. for Forthright Capital (registered 2024-02-23)
Feb 2, 2024 · Advisor changed firm · fact
Sherise Lanay Steele left Lpl Financial Llc for Citizens Securities, Inc. (registered 2022-11-30)
Dec 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address