DFX Intelligence

G••••••• A•••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

G••••••• A•••••• M••••••••

Advisor at S••••• A•••• M••••••••• L•••••

Argyle, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A•••• M••••••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 21, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A•••• M••••••••• L•••••	Independent wealth	Feb 13, 2025	n/a	yes	Argyle, TX	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Apr 11, 2020	Jan 11, 2021	no	ARGYLE, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	S••••• A•••• M••••••••• L•••••	Jan 11, 2021	Feb 13, 2025	1,494	Firm change after gap	Ibd to RIA
W•••• F•••• A•••••••	C••••• I••••••••• A••••••• L••	Dec 24, 2019	Apr 11, 2020

Relationships

Registered with (6)

→ S••••• A•••• M••••••••• L•••••Registered adviserregistration: current employment
Feb 13, 2025 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Apr 11, 2020 to Jan 11, 2021factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 28, 2017 to Dec 24, 2019factForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 6, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.