DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Giovanni Antonio Malatesta
Feed of 09/14/2026
Also filed as Giovanni Malatesta
At current firm
1 y
since Feb 13, 2025
In the industry
21 y
since Oct 21, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Secure Asset Management, L.L.C. independent RIA currentsince Feb 13, 2025 · Argyle, Tx
- Cetera Investment Advisers LLC BD affiliatedApr 11, 2020 to Jan 11, 2021 · Argyle, Tx
- Wells Fargo Advisors wirehouseApr 28, 2017 to Dec 24, 2019 · Fort Worth, Tx
- Pnc Managed Account Solutions, Inc. formerNov 25, 2015 to Apr 28, 2017 · Fort Worth, Tx
- Voya Financial Advisors, Inc. BD affiliatedDec 6, 2012 to Dec 31, 2014 · Norman, Ok
- Esi Financial Advisors independent RIAJul 6, 2006 to Dec 31, 2011 · Wilton, Ct
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Secure Asset Management, L.L.C.left Jan 11, 2021, registered Feb 13, 2025 (1494 days) · Affiliated broker-dealer or bank to independent RIA
- Wells Fargo Advisors to Cetera Investment Advisers LLCleft Dec 24, 2019, registered Apr 11, 2020 (109 days) · Wirehouse to affiliated broker-dealer or bank
- Pnc Managed Account Solutions, Inc. to Wells Fargo Advisorsleft Apr 28, 2017, registered Apr 28, 2017 (0 days) · Other
- Voya Financial Advisors, Inc. to Pnc Managed Account Solutions, Inc.left Dec 31, 2014, registered Nov 25, 2015 (329 days) · Other
- Esi Financial Advisors to Voya Financial Advisors, Inc.left Dec 31, 2011, registered Dec 6, 2012 (341 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address