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H•••••• M••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

H•••••• M••• B•••••••••

Advisor at P••••••••• F••••••••• L••

VALENCIA, CA | Las Vegas, NV

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Search this name across graphsid dfx:ria:acd7e942-dbd6-2375-4195-b11294aa6875

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 17, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• F••••••••• L••	Independent wealth	Sep 6, 2023	n/a	yes	Las Vegas, NV\|VALENCIA, CA	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Nov 18, 2021	Aug 30, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	P••••••••• F••••••••• L••	Aug 30, 2023	Sep 6, 2023	7	Firm change	Ibd to RIA
P••• A••••• S••••••••• L••	M•• I•••••••• S•••••••• L••	Jun 7, 2021

Relationships

Registered with (6)

→ P••••••••• F••••••••• L••Registered adviserregistration: current employment
Sep 6, 2023 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 18, 2021 to Aug 30, 2023factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 9, 2019 to Jun 7, 2021factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Aug 30, 2023
Advisor changed firm
H•••••• M••• B••••••••• left M•• I•••••••• S•••••••• L•• for P••••••••• F••••••••• L•• (registered 2023-09-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:acd7e942-dbd6-2375-4195-b11294aa6875
First observed: Mar 17, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.