DFX Intelligence

J•••• A•••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

J•••• A•••••• S•••••••••

Advisor at N•••••• W••••• M•••••••••

Iowa City, IA | GREEN BAY, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:acec29b0-2101-2141-8e39-0639f6219af5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 1, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 21, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• W••••• M•••••••••	Independent wealth	Apr 17, 2026	n/a	yes	GREEN BAY, WI\|Iowa City, IA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 9, 2017	Apr 24, 2026	no	DENVER, CO\|EDEN PRAIRIE, MN\|FORT MADISON, IA\|BURLINGTON, IA\|IOWA CITY, IA\|BURLINGTON, IA\|IOWA CITY, IA\|BURLINGTON, IA\|FORT MADISON, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	N•••••• W••••• M•••••••••	Apr 24, 2026	Apr 17, 2026	-7	Firm change	Ibd to RIA
C••••• I••••••••• A••••••• L••	L•• F•••••••• L••	Jan 6, 2017	Jan 9, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:283940:IA:2026-04-24	Apr 24, 2026	Apr 17, 2026	FORT MADISON, IA	Firm change

Relationships

Registered with (5)

→ N•••••• W••••• M•••••••••Registered adviserregistration: current employment
Apr 17, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 9, 2017 to Apr 24, 2026factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 21, 2014 to Jan 6, 2017factForm ADV
→ C••••• I••••••••• S••••••• L••

Dated events

Occurred
Apr 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:acec29b0-2101-2141-8e39-0639f6219af5
First observed: Jun 1, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.