DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Michael Aprigliano

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY | PARAMUS, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ad1a42d7-2b09-6871-f73f-5dce7e3cabc6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 24, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 23, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Dec 23, 2003
First registration: Mar 24, 2006
Dual registered: yes, broker-dealer
Other names: MIKE APRIGLIANO|MICHAEL APRIGLIANO|MICHAEL P APRIGLIANO|MICHAEL PATRICK APRIGLIANO
IAPD individual key: 4716526

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 5, 2022	n/a	yes	PARAMUS, NJ\|NEW YORK, NY	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 17, 2016	Jan 6, 2022	no	UPPER MONTCLAIR, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 3, 2015	Oct 18, 2016	no	SCOTCH PLAINS, NJ\|SHORT HILLS, NJ	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Nov 18, 2015	no	RIDGEWOOD, NJ\|NEW YORK, NY\|RIDGEWOOD, NJ\|NEW YORK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Aug 13, 2008	Oct 1, 2012	no	MONTVALE, NJ\|RIDGEWOOD, NJ	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Jul 31, 2008	no	FORT LEE, NJ	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Mar 19, 2007	May 29, 2007	no	FORT LEE, NJ	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Mar 24, 2006	Feb 14, 2007	no	MARLTON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 6, 2022	May 5, 2022	119	Firm change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	J.P. MORGAN SECURITIES LLC	Oct 18, 2016	Oct 17, 2016	-1	Firm change	Wirehouse to wirehouse
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Nov 18, 2015	Dec 3, 2015	15	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	CHASE INVESTMENT SERVICES CORP.	Jul 31, 2008	Aug 13, 2008	13	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other
A. G. EDWARDS & SONS, INC.	CITICORP INVESTMENT SERVICES	Feb 14, 2007	Mar 19, 2007	33	Firm change	Other

Relationships

Registered with (7)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
May 5, 2022 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 17, 2016 to Jan 6, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 3, 2015 to Oct 18, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Aug 13, 2008 to Oct 1, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Jul 31, 2008factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Mar 19, 2007 to May 29, 2007factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Mar 24, 2006 to Feb 14, 2007factForm ADV

Dated events

Occurred
Jan 6, 2022
Advisor changed firm
Michael Aprigliano left J.P. Morgan Securities Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-05-05)
Form ADVobserved 6 days ago