DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• A•••••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseNew York, Ny dual registrantIAPD 4716526

Feed of 09/15/2026

Also filed as Mike Aprigliano

At current firm

4 y

since May 5, 2022

In the industry

22 y

since Dec 23, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since May 5, 2022 · Paramus, Nj
J••• M••••• S••••••••• L•• wirehouse
Oct 17, 2016 to Jan 6, 2022 · Upper Montclair, Nj
W•••• F•••• A••••••• wirehouse
Dec 3, 2015 to Oct 18, 2016 · Scotch Plains, Nj
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Nov 18, 2015 · Ridgewood, Nj
C•••• I••••••••• S••••••• C•••• former
Aug 13, 2008 to Oct 1, 2012 · Montvale, Nj
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to Jul 31, 2008 · Fort Lee, Nj
C••••••• I••••••••• S••••••• unclassified
Mar 19, 2007 to May 29, 2007 · Fort Lee, Nj
A• G• E•••••• • S•••• I••• unclassified
Mar 24, 2006 to Feb 14, 2007 · Marlton, Nj

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 6, 2022, registered May 5, 2022 (119 days) · Wirehouse to wirehouse
W•••• F•••• A••••••• to J••• M••••• S••••••••• L••
left Oct 18, 2016, registered Oct 17, 2016 (-1 days) · Wirehouse to wirehouse
J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
left Nov 18, 2015, registered Dec 3, 2015 (15 days) · Wirehouse to wirehouse
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to C•••• I••••••••• S••••••• C••••
left Jul 31, 2008, registered Aug 13, 2008 (13 days) · Other
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
A• G• E•••••• • S•••• I••• to C••••••• I••••••••• S•••••••
left Feb 14, 2007, registered Mar 19, 2007 (33 days) · Other

Signals

M•••••• A••••••••• left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-05-05)
Jan 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address